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PEP

Name Holding Trade Value Shares
Change 		Change in
Stake
FIAS
1601
FinTrust Investment Advisory Services
South Carolina
$569K +$590K +5,105 New
PC
1602
Pecaut & Co
Iowa
$568K – – –
LWA
1603
Lenox Wealth Advisors
New York
$568K +$1.73K +15 +0.3%
NL
1604
NWAM LLC
Washington
$563K +$105K +912 +22%
SCM
1605
SOL Capital Management
Maryland
$562K -$5.78K -50 -1%
SAM
1606
Summit Asset Management
Tennessee
$561K +$347 +3 +0.1%
RC
1607
Reik & Co
New York
$561K +$33.5K +290 +6%
SFI
1608
SPC Financial Inc
Maryland
$560K +$3.7K +32 +0.6%
AOWM
1609
Alpha Omega Wealth Management
Virginia
$558K – – –
FTI
1610
Fiduciary Trust International
Massachusetts
$558K – – –
HDIM
1611
Hanson & Doremus Investment Management
Vermont
$558K – – –
CISOA
1612
Capital Investment Services of America
Wisconsin
$557K -$34.7K -300 -6%
CRM
1613
Cramer Rosenthal McGlynn
Connecticut
$557K – – –
H
1614
Hexavest
Quebec, Canada
$555K -$54.5M -471,691 -99%
VWA
1615
V Wealth Advisors
Kansas
$547K -$139K -1,206 -20%
HPCM
1616
High Pointe Capital Management
Illinois
$547K -$65.8K -570 -10%
TIM
1617
Tortoise Investment Management
New York
$545K +$46.2K +400 +9%
CCM
1618
Carlson Capital Management
Minnesota
$543K +$15.2K +132 +3%
PSC
1619
Prentiss Smith & Co
Vermont
$542K – – –
FHC
1620
First Heartland Consultants
Missouri
$542K +$1.5K +13 +0.3%
JGUA
1621
John G. Ullman & Associates
New York
$542K +$8.66K +75 +2%
BFM
1622
Boothbay Fund Management
New York
$536K +$555K +4,806 New
ZF
1623
Zhang Financial
Michigan
$535K +$23.8K +206 +4%
TH
1624
Timber Hill
Connecticut
$533K -$256K -2,212 -32%
CIM
1625
CIM Investment Management
Pennsylvania
$533K -$30.8K -267 -5%
63 64
65
66 67