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PENN

Name Holding Trade Value Shares
Change 		Change in
Stake
QT
451
Quantbot Technologies
New York
– -$379K -12,435 Closed
DIM
452
DC Investments Management
Virginia
– -$350K -11,469 Closed
BCV
453
Banque Cantonale Vaudoise
Switzerland
– -$350K -11,463 Closed
NFAM
454
North Fourth Asset Management
New Jersey
– -$336K -11,000 Closed
PMFA
455
Plante Moran Financial Advisors
Michigan
– -$305K -10,000 Closed
TA
456
Tiedemann Advisors
New York
– -$254K -8,323 Closed
BCM
457
BlueCrest Capital Management
Jersey
– -$223K -7,290 Closed
IAA
458
Independent Advisor Alliance
North Carolina
– -$214K -7,019 Closed
PA
459
Procyon Advisors
Connecticut
– -$87K -2,860 Closed
SF
460
Synovus Financial
Georgia
– -$43K -1,405 Closed
WAM
461
Wolverine Asset Management
Illinois
– -$40K -1,331 Closed
CAN
462
Cetera Advisor Networks
California
– -$27K -870 Closed
LF
463
Lee Financial
Texas
– -$18K -600 Closed
RDWM
464
Red Door Wealth Management
Tennessee
– -$16K -530 Closed
BWM
465
Baystate Wealth Management
Massachusetts
– -$11K -364 Closed
LWA
466
Lenox Wealth Advisors
New York
– -$6K -206 Closed
BAM
467
Bellevue Asset Management
Washington
– -$6K -200 Closed
JPLA
468
Joseph P. Lucia & Associates
New York
– -$4K -115 Closed
AWM
469
Apollon Wealth Management
South Carolina
– -$3K -100 Closed
CPA
470
Cowen Prime Advisors
New York
– -$2K -75 Closed
PIMG
471
Patriot Investment Management Group
Tennessee
– -$2.26K -74 Closed
CFB
472
Cullen/Frost Bankers
Texas
– -$1K -21 Closed
SWA
473
Sutton Wealth Advisors
Florida
– -$458 -15 Closed
HIA
474
Harbor Investment Advisory
Maryland
– -$196 -4 -40%
AF
475
Allworth Financial
California
– +$98 +2 New
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