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John Hancock Premium Dividend Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
51
Thomas J. Herzfeld Advisors
Florida
$51K +$491 +36 +1%
Citigroup
52
Citigroup
New York
$50K +$45.8K +3,357 +1,248%
NPC
53
National Planning Corporation
California
$47K +$46.4K +3,400 New
FWM
54
Focused Wealth Management
New York
$45K +$682 +50 +2%
WEC
55
Winslow Evans & Crocker
Massachusetts
$44.1K – – –
Deutsche Bank
56
Deutsche Bank
Germany
$43K +$42.7K +3,129 New
JIC
57
Joel Isaacson & Co
New York
$42K – – –
D.A. Davidson & Co
58
D.A. Davidson & Co
Montana
$41K – – –
Smithfield Trust
59
Smithfield Trust
Pennsylvania
$41K – – –
WA
60
WFG Advisors
Texas
$35K -$14.9K -1,096 -30%
KT
61
Kanaly Trust
Texas
$33K – – –
SIA
62
Stancorp Investment Advisers
Oregon
$33K +$32.5K +2,386 New
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
$25K – – –
Advisory Services Network
64
Advisory Services Network
Georgia
$21K +$19.7K +1,442 New
PSI
65
Pinnacle Summer Investments
Virginia
$19K – – –
RFA
66
Reilly Financial Advisors
California
$14K – – –
AIA
67
Alerus Investment Advisors
Minnesota
$6K – – –
RMAM
68
Raab & Moskowitz Asset Management
New Jersey
$6K +$5.87K +430 New
Bartlett & Co
69
Bartlett & Co
Ohio
$3K +$2.73K +200 New
MUFG Americas
70
MUFG Americas
New York
$1K -$27K -1,976 -95%
CA
71
Cornerstone Advisors
North Carolina
– -$978K -74,356 Closed
PRCM
72
Pine River Capital Management
Minnesota
– -$862K -65,539 Closed
NL
73
NWAM LLC
Washington
– -$175K -13,327 Closed
ICOA
74
Investment Centers of America
North Dakota
– -$131K -10,016 Closed
Tower Research Capital (TRC)
75
Tower Research Capital (TRC)
New York
– -$2K -131 Closed