|
201
|
Central Pacific Bank - Trust Division
Honolulu,
Hawaii
|
$977
|
–
|
–
|
–
|
|
|
202
|
Elevation Wealth Partners
Santa Rosa,
California
|
$652
|
–
|
–
|
–
|
|
|
203
|
|
$79
|
+$102
|
+1
|
New
|
|
|
204
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$2M
|
-20,000
|
Closed
|
|
|
205
|
Financial Management Professionals
Austin,
Texas
|
–
|
-$1.6M
|
-15,974
|
Closed
|
|
|
206
|
Citadel Advisors
Miami,
Florida
|
–
|
-$1.17M
|
-11,720
|
Closed
|
|
|
207
|
Global Assets Advisory
Orlando,
Florida
|
–
|
-$917K
|
-9,600
|
Closed
|
|
|
208
|
|
–
|
-$829K
|
-8,288
|
Closed
|
|
|
209
|
Carolinas Wealth Consulting
Charlotte,
North Carolina
|
–
|
-$828K
|
-8,282
|
Closed
|
|
|
210
|
BOK Financial
Tulsa,
Oklahoma
|
–
|
-$643K
|
-6,431
|
Closed
|
|
|
211
|
EPG Wealth Management
Atlanta,
Georgia
|
–
|
-$545K
|
-5,455
|
Closed
|
|
|
212
|
Atria Wealth Solutions
New York
|
–
|
-$513K
|
-5,133
|
Closed
|
|
|
213
|
Signal Advisors Wealth
Detroit,
Michigan
|
–
|
-$356K
|
-3,558
|
Closed
|
|
|
214
|
Lord & Richards Wealth Management
Highlands Ranch,
Colorado
|
–
|
-$336K
|
-3,361
|
Closed
|
|
|
215
|
World Equity Group
Schaumburg,
Illinois
|
–
|
-$320K
|
-3,199
|
Closed
|
|
|
216
|
Dale Q Rice Investment Management
Vancouver,
Washington
|
–
|
-$295K
|
-2,948
|
Closed
|
|
|
217
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$291K
|
-2,909
|
Closed
|
|
|
218
|
J.W. Cole Advisors
Tampa,
Florida
|
–
|
-$253K
|
-2,526
|
Closed
|
|
|
219
|
Hexagon Capital Partners
Rogers,
Arkansas
|
–
|
-$40K
|
-400
|
Closed
|
|
|
220
|
FSC Wealth Advisors
Fishkill,
New York
|
–
|
-$20.3K
|
-203
|
Closed
|
|
|
221
|
Eastern Bank
Boston,
Massachusetts
|
–
|
-$12K
|
-120
|
Closed
|
|
|
222
|
MV Capital Management
Bethesda,
Maryland
|
–
|
-$11.7K
|
-117
|
Closed
|
|
|
223
|
Main Street Group
Glen Allen,
Virginia
|
–
|
-$9K
|
-90
|
Closed
|
|
|
224
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
–
|
-$1K
|
-10
|
Closed
|
|
|
225
|
Runnymede Capital Advisors
Dublin,
Ohio
|
–
|
-$300
|
-3
|
Closed
|
|
