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PIMCO Dynamic Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FMP
101
Financial Management Professionals
Texas
$21K +$20.5K +1,584 New
AWM
102
AllSquare Wealth Management
New York
$15.8K – – –
TF
103
Tompkins Financial
New York
$13.5K – – –
HCM
104
Hollencrest Capital Management
California
$5.27K – – –
TFA
105
Toth Financial Advisory
Virginia
$5.27K – – –
PP
106
PFS Partners
New Jersey
$3.37K +$78 +6 +2%
NS
107
NBC Securities
Alabama
$3K – – –
WWM
108
Wolff Wiese Magana
California
$1.07K – – –
PS
109
Principal Securities
Iowa
$777 – – –
CPA
110
Clear Point Advisors
New York
$710 +$26 +2 +4%
RCM
111
Rivernorth Capital Management
Florida
– -$7.76M -634,202 Closed
SFS
112
Shaker Financial Services
Virginia
– -$3.88M -316,056 Closed
IA
113
Icon Advisers
Colorado
– -$1.91M -155,702 Closed
PIWA
114
Prevail Innovative Wealth Advisors
Kansas
– -$1.28M -104,199 Closed
AA
115
ACT Advisors
North Carolina
– -$272K -22,257 Closed
JSW
116
Journey Strategic Wealth
New Jersey
– -$196K -16,000 Closed
EC
117
Elequin Capital
New York
– -$178K -14,557 Closed
LA
118
LM Advisors
California
– -$155K -12,663 Closed
FM
119
Family Management
New York
– -$153K -12,527 Closed
CAS
120
CTC Alternative Strategies
Illinois
– -$148K -12,056 Closed
SWM
121
Stockman Wealth Management
Montana
– -$147K -11,990 Closed
Nomura Holdings
122
Nomura Holdings
Japan
– -$138K -11,250 Closed
MG
123
Marex Group
– -$128K -10,492 Closed
VF
124
Virtu Financial
New York
– -$126K -10,279 Closed
ASN
125
Advisory Services Network
Georgia
– -$46.2K -3,772 Closed