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PDLI
PDL BioPharma, Inc.
PDLI
PDLI
Delisted
PDLI was delisted on the 30th of December, 2020.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 151 |
PCP
151
Proficio Capital Partners
Newton,
Massachusetts
| – | -$15K | -4,090 | Closed |
|
| 152 |
POIA
152
Pin Oak Investment Advisors
Houston,
Texas
| – | -$11K | -2,903 | Closed |
|
| 153 |
SWM
153
SeaCrest Wealth Management
Purchase,
New York
| – | -$6K | -1,500 | Closed |
|
| 154 |
RIA
154
Realta Investment Advisors
Wilmington,
Delaware
| – | -$4K | -1,000 | Closed |
|
| 155 |
RFC
155
Regions Financial Corp
Birmingham,
Alabama
| – | -$3K | -741 | Closed |
|
| 156 |
156
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$1K | -200 | Closed |
|
| 157 |
GWS
157
Glassman Wealth Services
Vienna,
Virginia
| – | -$1K | -145 | Closed |
|
| 158 |
WAM
158
Wealthspire Advisors (Maryland)
Potomac,
Maryland
| – | -$1K | -142 | Closed |
|
| 159 |
CFA
159
Carroll Financial Associates
Charlotte,
North Carolina
| – | +$62 | +19 | New |
|
| 160 |
VCM
160
Versant Capital Management
Phoenix,
Arizona
| – | +$272 | +84 | New |
|
| 161 |
JPLA
161
Joseph P. Lucia & Associates
Yorktown Heights,
New York
| – | +$324 | +100 | New |
|