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PIMCO Dynamic Income Fund
PDI

71 hedge funds and large institutions have $238M invested in PIMCO Dynamic Income Fund in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 9

39% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 18

11% more funds holding

Funds holding: 64 → 71 (+7)

4% less capital invested

Capital invested by funds: $248M → $238M (-$9.65M)

1.95% less ownership

Funds ownership: 17.44% → 15.49% (-1.9%)

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

Holders
71
Holders Change
+7
Holders Change %
+10.94%
% of All Funds
2.05%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
25
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$13M
2
SIA
Sit Investment Associates
Minnesota
+$3.53M
3
Morgan Stanley
Morgan Stanley
New York
+$1.64M
4
Cohen & Steers
Cohen & Steers
New York
+$1.62M
5
CIBC World Market
CIBC World Market
Ontario, Canada
+$1.45M

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$20.3M
2
SCM
Saba Capital Management
New York
-$15.8M
3
Invesco
Invesco
Georgia
-$6.57M
4
U
UBS
Switzerland
-$4.23M
5
CA
Claar Advisors
New York
-$3.58M
Name Holding Trade Value Shares
Change 		Change in
Stake
BRWM
51
B. Riley Wealth Management
Tennessee
$168K +$168K +5,552 New
USGIU
52
U.S. Global Investors (USGI)
Texas
$156K – – –
MFS
53
MSI Financial Services
Massachusetts
$124K +$15.2K +501 +14%
Envestnet Asset Management
54
Envestnet Asset Management
Illinois
$123K -$11.9K -391 -9%
FBT
55
Founders Bank & Trust
Michigan
$114K -$121K -3,992 -51%
JWM
56
Jacobus Wealth Management
Wisconsin
$111K – – –
TRCT
57
Tower Research Capital (TRC)
New York
$100K -$325K -10,694 -76%
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$74K +$60.8K +2,002 +443%
AIG
59
American International Group
New York
$73.5K +$34.9K +1,150 +90%
SNT
60
Security National Trust
West Virginia
$67K +$27.3K +900 +69%
S
61
SignatureFD
Georgia
$62K +$62.2K +2,050 New
BFEC
62
Benjamin F. Edwards & Company
Missouri
$44K – – –
MMG
63
Monetary Management Group
Missouri
$38K – – –
CA
64
CapWealth Advisors
Tennessee
$30K – – –
TI
65
Turner Investments
Pennsylvania
$27K +$27K +890 New
Creative Planning
66
Creative Planning
Kansas
$25K +$24.9K +820 New
CFS
67
Community Financial System
New York
$15K – – –
FWM
68
Focused Wealth Management
New York
$15K +$15.2K +500 New
WT
69
Whittier Trust
California
$8K -$5.19K -171 -40%
WEC
70
Winslow Evans & Crocker
Massachusetts
$4.55K – – –
Northern Trust
71
Northern Trust
Illinois
$3K – – –
SCM
72
Saba Capital Management
New York
– -$15.8M -541,767 Closed
CA
73
Claar Advisors
New York
– -$3.58M -122,950 Closed
KFS
74
KMS Financial Services
Washington
– -$353K -12,112 Closed
GWM
75
Greenwich Wealth Management
Connecticut
– -$220K -9,800 Closed
1 2
3
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PDI Hedge Fund Activity: Q1 2014 in Review

71 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in PIMCO Dynamic Income Fund (PDI) for Q1 2014, worth a combined $238M — down 3.9% from $248M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PDI positions and 9 closed out — a net gain of 8 holders — while 25 added to existing stakes and 18 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $13M. The largest seller was Rivernorth Capital Management, cutting an estimated $20.3M.

  • 71 institutional investors held PIMCO Dynamic Income Fund (PDI) as of Q1 2014, up from 64 in Q4 2013.
  • Funds reported $238M of PIMCO Dynamic Income Fund stock for Q1 2014, down 3.9% quarter-over-quarter.
  • 17 funds opened new PIMCO Dynamic Income Fund positions in Q1 2014 and 9 closed out, a net change of +8 holders.
  • The largest PIMCO Dynamic Income Fund buyer in Q1 2014 was Guggenheim Capital, an estimated $13M added.
  • The largest PIMCO Dynamic Income Fund seller in Q1 2014 was Rivernorth Capital Management, an estimated $20.3M sold.

Based on aggregated 13F filings for Q1 2014.