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PIMCO Dynamic Income Fund

54 hedge funds and large institutions have $240M invested in PIMCO Dynamic Income Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more capital invested

Capital invested by funds: $207M → $240M (+$32.9M)

2.34% more ownership

Funds ownership: 16.67%19.01% (+2.3%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

4% less funds holding

Funds holding: 5654 (-2)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

Holders
54
Holders Change
-2
Holders Change %
-3.57%
% of All Funds
1.75%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
10
Increased
17
Reduced
17
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
26
Karpus Investment Management
New York
$1.42M -$36.4K -1,300 -3%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$1.41M +$18.5K +661 +1%
CIBC World Market
28
CIBC World Market
Ontario, Canada
$1.4M +$72.1K +2,575 +6%
OC
29
Oppenheimer & Co
New York
$1.35M +$156K +5,576 +13%
HNB
30
Huntington National Bank
Ohio
$1.3M +$157K +5,611 +14%
Citigroup
31
Citigroup
New York
$898K -$94K -3,356 -10%
PPA
32
Parametric Portfolio Associates
Washington
$691K -$1.34M -47,966 -67%
Deutsche Bank
33
Deutsche Bank
Germany
$590K -$295K -10,518 -34%
B
34
Baird
Wisconsin
$458K +$447K +15,951 New
RJFSA
35
Raymond James Financial Services Advisors
Florida
$377K -$111K -3,978 -23%
FAAS
36
First Allied Advisory Services
California
$337K +$41.9K +1,495 +15%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$314K +$307K +10,956 New
KFS
38
KMS Financial Services
Washington
$287K +$14.3K +512 +5%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$267K -$27.9K -998 -10%
Jane Street
40
Jane Street
New York
$230K -$261K -9,330 -54%
PCM
41
Prelude Capital Management
New York
$230K
Comerica Bank
42
Comerica Bank
Texas
$212K +$207K +7,390 New
WS
43
Wedbush Securities
California
$201K +$197K +7,017 New
USGIU
44
U.S. Global Investors (USGI)
Texas
$143K
DADC
45
D.A. Davidson & Co
Montana
$82K +$7.37K +263 +10%
US Bancorp
46
US Bancorp
Minnesota
$62K
MFS
47
MSI Financial Services
Massachusetts
$55K
NES
48
New England Securities
New York
$41K
Ameriprise
49
Ameriprise
Minnesota
$39K +$38.5K +1,375 New
AIG
50
American International Group
New York
$36.6K +$25.9K +925 +264%

PDI Hedge Fund Activity: Q3 2013 in Review

54 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Dynamic Income Fund (PDI) for Q3 2013, worth a combined $240M — up 16% from $207M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PDI and 10 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 17 added.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $16.2M. The largest seller was UBS, cutting an estimated $4.91M.

  • 54 institutional investors held PIMCO Dynamic Income Fund (PDI) as of Q3 2013, down from 56 in Q2 2013.
  • Funds reported $240M of PIMCO Dynamic Income Fund stock for Q3 2013, up 16% quarter-over-quarter.
  • 10 funds opened new PIMCO Dynamic Income Fund positions in Q3 2013 and 12 closed out, a net change of -2 holders.
  • The largest PIMCO Dynamic Income Fund buyer in Q3 2013 was Saba Capital Management, an estimated $16.2M added.
  • The largest PIMCO Dynamic Income Fund seller in Q3 2013 was UBS, an estimated $4.91M sold.

Based on aggregated 13F filings for Q3 2013.