|
101
|
Aptus Capital Advisors
Fairhope,
Alabama
|
$3K
|
–
|
–
|
–
|
|
|
102
|
Flagship Harbor Advisors
Boston,
Massachusetts
|
$1K
|
–
|
–
|
–
|
|
|
103
|
LifePlan Financial Group
Dayton,
Ohio
|
$1K
|
–
|
–
|
–
|
|
|
104
|
Mercer Global Advisors
Denver,
Colorado
|
–
|
-$5.92M
|
-338,121
|
Closed
|
|
|
105
|
Parametric Portfolio Associates
Seattle,
Washington
|
–
|
-$2M
|
-114,411
|
Closed
|
|
|
106
|
Smith, Moore & Co
Clayton,
Missouri
|
–
|
-$839K
|
-47,943
|
Closed
|
|
|
107
|
Occidental Asset Management
Burlingame,
California
|
–
|
-$605K
|
-34,561
|
Closed
|
|
|
108
|
|
–
|
-$566K
|
-32,349
|
Closed
|
|
|
109
|
First Foundation Advisors
Irvine,
California
|
–
|
-$437K
|
-24,976
|
Closed
|
|
|
110
|
Lido Advisors
Los Angeles,
California
|
–
|
-$273K
|
-15,610
|
Closed
|
|
|
111
|
Golden State Wealth Management
Santa Ana,
California
|
–
|
-$82K
|
-4,700
|
Closed
|
|
|
112
|
Ameritas Investment Company
Lincoln,
Nebraska
|
–
|
-$43K
|
-2,472
|
Closed
|
|
|
113
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
–
|
-$39K
|
-2,200
|
Closed
|
|
|
114
|
Next Financial Group
Houston,
Texas
|
–
|
-$39K
|
-2,200
|
Closed
|
|
|
115
|
Private Ocean
San Rafael,
California
|
–
|
-$31K
|
-1,800
|
Closed
|
|
|
116
|
EPG Wealth Management
Atlanta,
Georgia
|
–
|
-$29K
|
-1,675
|
Closed
|
|
|
117
|
Royal Fund Management
Lady Lake,
Florida
|
–
|
-$10K
|
-600
|
Closed
|
|
|
118
|
Darwin Wealth Management
Tampa,
Florida
|
–
|
-$7K
|
-400
|
Closed
|
|
|
119
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$5K
|
-300
|
Closed
|
|
|
120
|
Whittier Trust
South Pasadena,
California
|
–
|
-$2K
|
-127
|
Closed
|
|
