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Pembina Pipeline
PBA

Name Holding Trade Value Shares
Change 		Change in
Stake
TWA
201
TCI Wealth Advisors
Arizona
$18K – – –
WCM
202
Windsor Capital Management
Arizona
$18K +$230 +7 +1%
WA
203
WealthTrust-Arizona
Arizona
$15K +$14K +425 New
HCM
204
Highlander Capital Management
New Jersey
$15K – – –
PSC
205
Prentiss Smith & Co
Vermont
$10K – – –
ITIM
206
Indiana Trust & Investment Management
Indiana
$6K – – –
JFA
207
JNBA Financial Advisors
Minnesota
$4K – – –
ASN
208
Advisory Services Network
Georgia
$4K +$3.42K +104 New
FFC
209
First Financial Corp
Indiana
$2K – – –
DOA
210
D'Orazio & Associates
Virginia
$2K +$2.07K +63 New
RWM
211
Raffa Wealth Management
District of Columbia
$364 +$329 +10 New
TCA
212
Tortoise Capital Advisors
Kansas
– -$48M -1,449,617 Closed
EAM
213
Eclectica Asset Management
United Kingdom
– -$1.27M -38,300 Closed
PP
214
PDT Partners
New York
– -$774K -23,369 Closed
ZIM
215
Zacks Investment Management
Illinois
– -$524K -15,824 Closed
SCM
216
Stevens Capital Management
Pennsylvania
– -$312K -9,421 Closed
SB
217
Suntrust Banks
Georgia
– -$231K -7,012 Closed
ACM
218
Antonetti Capital Management
Florida
– -$33K -1,000 Closed
FANJ
219
Financial Architects (New Jersey)
New Jersey
– -$22K -679 Closed
PCM
220
Prelude Capital Management
New York
– -$17K -500 Closed
OIA
221
Optimum Investment Advisors
Illinois
– -$3K -85 Closed
ACM
222
Aviance Capital Management
Florida
– -$2K -56 Closed
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