|
501
|
CSS LLC
Chicago,
Illinois
|
–
|
-$127K
|
-10,000
|
Closed
|
|
|
502
|
GSB Wealth Management
Guilford,
Connecticut
|
–
|
-$127K
|
-10,000
|
Closed
|
|
|
503
|
Westpac Banking Corp
Sydney,
Australia
|
–
|
-$98.9K
|
-7,797
|
Closed
|
|
|
504
|
Rakuten Investment Management
Tokyo,
Japan
|
–
|
-$76.4K
|
-6,023
|
Closed
|
|
|
505
|
Vestcor Inc
Fredericton,
New Brunswick, Canada
|
–
|
-$73K
|
-5,782
|
Closed
|
|
|
506
|
Ostrum Asset Management
Paris,
France
|
–
|
-$56.2K
|
-4,434
|
Closed
|
|
|
507
|
Tyler-Stone Wealth Management
Beachwood,
Ohio
|
–
|
-$49.1K
|
-3,870
|
Closed
|
|
|
508
|
National Bank of Canada
Montreal,
Quebec, Canada
|
–
|
-$45K
|
-3,495
|
Closed
|
|
|
509
|
Redwood Wealth Management Group
Medford,
New Jersey
|
–
|
-$43.5K
|
-3,429
|
Closed
|
|
|
510
|
Beaird Harris Wealth Management
Dallas,
Texas
|
–
|
-$19K
|
-1,500
|
Closed
|
|
|
511
|
Unique Wealth Strategies
Burr Ridge,
Illinois
|
–
|
-$28.2K
|
-1,244
|
Closed
|
|
|
512
|
Lynx Investment Advisory
Washington, Dc,
District of Columbia
|
–
|
-$15.2K
|
-1,200
|
Closed
|
|
|
513
|
Orion Capital Management
Coronado,
California
|
–
|
-$12.7K
|
-1,000
|
Closed
|
|
|
514
|
RFP Financial Group
Atlanta,
Georgia
|
–
|
-$11.1K
|
-875
|
Closed
|
|
|
515
|
Cornerstone Wealth Management
St. Peters,
Missouri
|
–
|
-$8.39K
|
-685
|
Closed
|
|
|
516
|
Aspect Partners
Fairfax,
Virginia
|
–
|
-$6.34K
|
-500
|
Closed
|
|
|
517
|
Creative Financial Designs
Kokomo,
Indiana
|
–
|
-$6.34K
|
-500
|
Closed
|
|
|
518
|
FNY Investment Advisers
New York
|
–
|
-$6K
|
-500
|
Closed
|
|
|
519
|
Legacy Bridge
West Des Moines,
Iowa
|
–
|
-$6.34K
|
-500
|
Closed
|
|
|
520
|
Ulland Investment Advisors
Minneapolis,
Minnesota
|
–
|
-$6K
|
-500
|
Closed
|
|
|
521
|
Atlas Capital Advisors
Jackson,
Wyoming
|
–
|
-$5.07K
|
-400
|
Closed
|
|
|
522
|
Mather Group
Chicago,
Illinois
|
–
|
-$8.05K
|
-355
|
Closed
|
|
|
523
|
WR Wealth Planners
Columbia,
Missouri
|
–
|
-$3.8K
|
-300
|
Closed
|
|
|
524
|
Zions Bancorporation
Salt Lake City,
Utah
|
–
|
-$3.71K
|
-293
|
Closed
|
|
|
525
|
Riggs Asset Management
Dallas,
Pennsylvania
|
–
|
-$3.48K
|
-274
|
Closed
|
|
