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Penske Automotive Group
PAG

Name Holding Trade Value Shares
Change 		Change in
Stake
WOC
201
West Oak Capital
California
$2.15K – – –
Envestnet Asset Management
202
Envestnet Asset Management
Illinois
$2K -$7.52K -160 -79%
Creative Planning
203
Creative Planning
Kansas
$1K -$2.49K -53 -78%
PTC
204
Private Trust Company
Ohio
$1K – – –
Northwestern Mutual Wealth Management
205
Northwestern Mutual Wealth Management
Wisconsin
$1K +$939 +20 New
EA
206
Emerald Advisers
Pennsylvania
– -$13.3M -268,162 Closed
EMFAT
207
Emerald Mutual Fund Advisers Trust
Pennsylvania
– -$9.86M -199,095 Closed
SCM
208
Sandler Capital Management
New York
– -$9.22M -186,200 Closed
WI
209
WBI Investments
New Jersey
– -$6.8M -137,441 Closed
PP
210
Paloma Partners
Connecticut
– -$5.42M -109,397 Closed
ARC
211
Absolute Return Capital
Massachusetts
– -$3.15M -63,729 Closed
AI
212
Axiom Investors
Connecticut
– -$2.64M -53,400 Closed
HIS
213
Horizon Investment Services
Indiana
– -$2.48M -50,102 Closed
CCM
214
Catapult Capital Management
New York
– -$2.31M -46,716 Closed
SFM
215
Sphera Funds Management
Israel
– -$1.45M -29,327 Closed
SCA
216
Secor Capital Advisors
New York
– -$1.42M -28,606 Closed
USGIU
217
U.S. Global Investors (USGI)
Texas
– -$1.09M -22,000 Closed
Capital Fund Management (CFM)
218
Capital Fund Management (CFM)
France
– -$1.04M -21,093 Closed
UR
219
USCA RIA
Texas
– -$1.03M -20,772 Closed
NCM
220
Newland Capital Management
New York
– -$713K -14,400 Closed
Two Sigma Advisers
221
Two Sigma Advisers
New York
– -$660K -13,341 Closed
SFP
222
Santa Fe Partners
New Mexico
– -$608K -12,284 Closed
CAS
223
CTC Alternative Strategies
Illinois
– -$398K -8,050 Closed
LPL Financial
224
LPL Financial
California
– -$367K -7,414 Closed
Stifel Financial
225
Stifel Financial
Missouri
– -$327K -6,610 Closed
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9
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