|
1101
|
Buckingham Strategic Wealth
Clayton,
Missouri
|
–
|
-$258K
|
-3,763
|
Closed
|
|
|
1102
|
LMR Partners
London,
United Kingdom
|
–
|
-$248K
|
-3,630
|
Closed
|
|
|
1103
|
Montecito Bank & Trust
Santa Barbara,
California
|
–
|
-$241K
|
-3,526
|
Closed
|
|
|
1104
|
Boothbay Fund Management
New York
|
–
|
-$234K
|
-3,421
|
Closed
|
|
|
1105
|
CIBC World Market
Toronto,
Ontario, Canada
|
–
|
-$211K
|
-3,080
|
Closed
|
|
|
1106
|
Welch & Forbes
Boston,
Massachusetts
|
–
|
-$210K
|
-3,070
|
Closed
|
|
|
1107
|
Airain Ltd
St. Peter Port,
Guernsey
|
–
|
-$209K
|
-3,056
|
Closed
|
|
|
1108
|
Exane Derivatives
Paris,
France
|
–
|
-$206K
|
-3,010
|
Closed
|
|
|
1109
|
Cutler Group
San Francisco,
California
|
–
|
-$188K
|
-2,517
|
Closed
|
|
|
1110
|
Spectrum Management Group
Indianapolis,
Indiana
|
–
|
-$111K
|
-1,615
|
Closed
|
|
|
1111
|
Barrett Asset Management
New York
|
–
|
-$68K
|
-1,000
|
Closed
|
|
|
1112
|
Spot Trading
Chicago,
Illinois
|
–
|
-$70.3K
|
-941
|
Closed
|
|
|
1113
|
Advocacy Wealth Management Services
Atlanta,
Georgia
|
–
|
-$28K
|
-406
|
Closed
|
|
|
1114
|
RS Investment Management
San Francisco,
California
|
–
|
-$23K
|
-335
|
Closed
|
|
|
1115
|
CapWealth Advisors
Franklin,
Tennessee
|
–
|
-$15K
|
-214
|
Closed
|
|
|
1116
|
Winch Advisory Services
Appleton,
Wisconsin
|
–
|
-$14K
|
-200
|
Closed
|
|
|
1117
|
Monroe Bank & Trust
Monroe,
Michigan
|
–
|
-$11K
|
-164
|
Closed
|
|
|
1118
|
First City Capital Management
Savannah,
Georgia
|
–
|
-$10.3K
|
-150
|
Closed
|
|
|
1119
|
Payden & Rygel
Los Angeles,
California
|
–
|
-$8K
|
-118
|
Closed
|
|
|
1120
|
Invictus RG
Hamilton,
Bermuda
|
–
|
-$7K
|
-109
|
Closed
|
|
|
1121
|
Systematic Financial Management
Teaneck,
New Jersey
|
–
|
-$2K
|
-30
|
Closed
|
|
|
1122
|
Asset Dedication LLC
San Francisco,
California
|
–
|
-$1K
|
-11
|
Closed
|
|
|
1123
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
–
|
+$75
|
+1
|
New
|
|
