|
1101
|
Scotia Capital
Toronto,
Ontario, Canada
|
–
|
-$218K
|
-3,318
|
Closed
|
|
|
1102
|
Drexel Morgan & Co
Radnor,
Pennsylvania
|
–
|
-$220K
|
-3,256
|
Closed
|
|
|
1103
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$217K
|
-3,211
|
Closed
|
|
|
1104
|
Penobscot Investment Management
Boston,
Massachusetts
|
–
|
-$210K
|
-3,115
|
Closed
|
|
|
1105
|
SSI Investment Management
Los Angeles,
California
|
–
|
-$212K
|
-3,109
|
Closed
|
|
|
1106
|
IMA Advisory Services
Denver,
Colorado
|
–
|
-$205K
|
-3,106
|
Closed
|
|
|
1107
|
Howland Capital Management
Boston,
Massachusetts
|
–
|
-$209K
|
-3,100
|
Closed
|
|
|
1108
|
Parallax Volatility Advisers
San Francisco,
California
|
–
|
-$98.7K
|
-1,472
|
Closed
|
|
|
1109
|
Ausdal Financial Partners
Davenport,
Iowa
|
–
|
-$94K
|
-1,395
|
Closed
|
|
|
1110
|
Kavar Capital Partners Group
Leawood,
Kansas
|
–
|
-$79K
|
-1,183
|
Closed
|
|
|
1111
|
Chicago Partners Investment Group
Chicago,
Illinois
|
–
|
-$68K
|
-1,002
|
Closed
|
|
|
1112
|
Equitec Proprietary Markets
Chicago,
Illinois
|
–
|
-$47K
|
-701
|
Closed
|
|
|
1113
|
Brinker Capital Investments
Berwyn,
Pennsylvania
|
–
|
-$33K
|
-485
|
Closed
|
|
|
1114
|
Allegis Investment Advisors
Idaho Falls,
Idaho
|
–
|
-$26K
|
-382
|
Closed
|
|
|
1115
|
US Financial Advisors
Braintree,
Massachusetts
|
–
|
-$19K
|
-284
|
Closed
|
|
|
1116
|
Kingfisher Capital
Charlotte,
North Carolina
|
–
|
-$15K
|
-215
|
Closed
|
|
|
1117
|
Butensky & Cohen Financial Security
Ponte Vedra Beach,
Florida
|
–
|
-$9K
|
-129
|
Closed
|
|
|
1118
|
Crosspoint Capital Strategies
Orinda,
California
|
–
|
-$10K
|
-126
|
Closed
|
|
|
1119
|
Point72 Hong Kong
Hong Kong
|
–
|
-$7K
|
-100
|
Closed
|
|
|
1120
|
Parasol Investment Management
Westmont,
Illinois
|
–
|
-$6K
|
-93
|
Closed
|
|
|
1121
|
Saturna Capital
Bellingham,
Washington
|
–
|
-$3K
|
-45
|
Closed
|
|
|
1122
|
Mitsubishi UFJ Securities
Tokyo,
Japan
|
–
|
-$1K
|
-10
|
Closed
|
|
