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Occidental Petroleum Corp Warrants
OXY.WS

Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
326
Align Wealth Management
Oklahoma
$40 +$46 +1 New
FBCM
327
Fort Baker Capital Management
California
– -$9.14M -230,700 Closed
N
328
Natixis
France
– -$4.05M -65,619 Closed
PCIA
329
Prime Capital Investment Advisors
Kansas
– -$523K -13,196 Closed
SKK
330
Shepherd Kaplan Krochuk
Massachusetts
– -$440K -11,100 Closed
DAM
331
Deltec Asset Management
New York
– -$396K -10,000 Closed
NWM
332
Northwest Wealth Management
Iowa
– -$222K -5,597 Closed
PAM
333
Paradigm Asset Management
New York
– -$118K -2,968 Closed
Zurich Cantonal Bank
334
Zurich Cantonal Bank
Switzerland
– -$44K -1,106 Closed
Macquarie Group
335
Macquarie Group
Australia
– -$40.9K -886 Closed
MA
336
MUFG Americas
New York
– -$16K -406 Closed
GWSG
337
GPS Wealth Strategies Group
Colorado
– -$16K -394 Closed
BG
338
Bollard Group
Massachusetts
– -$9K -216 Closed
HR
339
Howe & Rusling
New York
– -$6K -155 Closed
SWM
340
Selective Wealth Management
Virginia
– -$6K -145 Closed
CAAS
341
Capital Asset Advisory Services
Michigan
– -$5K -122 Closed
MAM
342
Meeder Asset Management
Ohio
– -$5K -119 Closed
CFFP
343
Center for Financial Planning
Michigan
– -$2K -50 Closed
HGERS
344
Householder Group Estate & Retirement Specialist
Arizona
– -$1K -46 Closed
NFSG
345
Newbridge Financial Services Group
Florida
– -$2K -43 Closed
WWMSC
346
Wagner Wealth Management (South Carolina)
South Carolina
– -$1K -27 Closed
LS
347
Leelyn Smith
Illinois
– -$1K -25 Closed
MWA
348
Miller Wealth Advisors
Colorado
– -$1K -25 Closed
ST
349
Smithfield Trust
Pennsylvania
– -$1K -19 Closed
CAC
350
Core Alternative Capital
Georgia
– -$1K -14 Closed
11 12 13
14
15