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Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
351
Franklin Resources
California
-$203K -3,664 Closed
EFS
352
Essex Financial Services
Connecticut
-$189K -3,437 Closed
FAAS
353
First Allied Advisory Services
California
-$180K -3,256 Closed
Two Sigma Investments
354
Two Sigma Investments
New York
-$114K -2,980 Closed
NME
355
Notis-McConarty Edward
-$135K -2,440 Closed
JG
356
Jefferies Group
New York
-$90.6K -2,364 Closed
NRS
357
Neville Rodie & Shaw
New York
-$129K -2,350 Closed
WPC
358
Waters Parkerson & Co
Louisiana
-$121K -2,196 Closed
Cambridge Investment Research Advisors
359
Cambridge Investment Research Advisors
Iowa
-$118K -2,135 Closed
AIC
360
Ayalon Insurance Company
Israel
-$108K -2,000 Closed
BF
361
BOK Financial
Oklahoma
-$108K -1,955 Closed
AIA
362
AGF Investments America
Ontario, Canada
-$23K -423 Closed
FHA
363
First Horizon Advisors
Tennessee
-$15K -271 Closed
TIM
364
Thornburg Investment Management
New Mexico
-$12K -213 Closed
AGM
365
Alpine Global Management
New York
-$9K -167 Closed
CFG
366
CKW Financial Group
Hawaii
-$9K -154 Closed
NFG
367
Next Financial Group
Texas
-$7K -132 Closed
CFA
368
Carroll Financial Associates
North Carolina
-$7K -127 Closed
ACS
369
Archford Capital Strategies
Illinois
-$3K -60 Closed
HA
370
Harfst & Associates
Wyoming
-$3K -52 Closed
CPA
371
Cowen Prime Advisors
New York
-$651 -17 -94%