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On Holding
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Name Holding Trade Value Shares
Change 		Change in
Stake
Advisory Services Network
576
Advisory Services Network
Georgia
– -$379K -8,945 Closed
SRL
577
Scientech Research LLC
New Jersey
– -$368K -8,693 Closed
PAMS
578
Pinpoint Asset Management (Singapore)
– -$368K -8,690 Closed
USGIU
579
U.S. Global Investors (USGI)
Texas
– -$366K -8,650 Closed
YMRC
580
Yorktown Management & Research Company
Virginia
– -$364K -8,600 Closed
Itau Unibanco Holding S.A.
581
Itau Unibanco Holding S.A.
Brazil
– -$336K -7,941 Closed
WSC
582
Wellington Shields & Co
New York
– -$301K -7,100 Closed
Integrated Wealth Concepts
583
Integrated Wealth Concepts
Massachusetts
– -$272K -6,419 Closed
LIA
584
Limestone Investment Advisors
New York
– -$271K -6,406 Closed
Capital Advisors Inc
585
Capital Advisors Inc
Oklahoma
– -$270K -6,386 Closed
IFWM
586
Institute for Wealth Management
Colorado
– -$239K -5,655 Closed
Voleon Capital Management
587
Voleon Capital Management
California
– -$232K -5,483 Closed
SCM
588
Stevens Capital Management
Pennsylvania
– -$232K -5,475 Closed
SB
589
Strategic Blueprint
Georgia
– -$213K -5,030 Closed
DG
590
DMC Group
Alabama
– -$212K -5,000 Closed
Principal Securities
591
Principal Securities
Iowa
– -$105K -2,491 Closed
FIA
592
FNY Investment Advisers
New York
– -$98K -2,320 Closed
MAS
593
MPWM Advisory Solutions
Georgia
– -$77.1K -1,821 Closed
Spire Wealth Management
594
Spire Wealth Management
Virginia
– -$64.5K -1,523 Closed
Asset Management One
595
Asset Management One
Japan
– -$58.5K -1,381 Closed
PMFA
596
Plante Moran Financial Advisors
Michigan
– -$35.3K -833 Closed
Brown Brothers Harriman & Co
597
Brown Brothers Harriman & Co
New York
– -$22.4K -529 Closed
TFM
598
TFC Financial Management
Massachusetts
– -$10.7K -253 Closed
CMA
599
Cedar Mountain Advisors
Oregon
– -$9.36K -221 Closed
RWM
600
Raffa Wealth Management
District of Columbia
– -$8.68K -205 Closed
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