|
101
|
Huntington National Bank
Columbus,
Ohio
|
$3K
|
–
|
–
|
–
|
|
|
102
|
D'Orazio & Associates
Falls Church,
Virginia
|
$3K
|
+$3.47K
|
+449
|
New
|
|
|
103
|
Krilogy Financial
St. Louis,
Missouri
|
$2K
|
–
|
–
|
–
|
|
|
104
|
Tradewinds Capital Management
Bellingham,
Washington
|
$2K
|
–
|
–
|
–
|
|
|
105
|
Macroview Investment Management
Bethesda,
Maryland
|
$1K
|
–
|
–
|
–
|
|
|
106
|
Argentus Capital Management
Dallas,
Texas
|
$1K
|
+$774
|
+100
|
New
|
|
|
107
|
Accurate Investment Solutions
Seven Fields,
Pennsylvania
|
$1K
|
+$1.55K
|
+200
|
New
|
|
|
108
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$6.54M
|
-773,000
|
Closed
|
|
|
109
|
Connective Capital Management
Palo Alto,
California
|
–
|
-$1.62M
|
-191,057
|
Closed
|
|
|
110
|
National Planning Corporation
El Segundo,
California
|
–
|
-$880K
|
-101,465
|
Closed
|
|
|
111
|
SG Americas Securities
New York
|
–
|
-$664K
|
-78,461
|
Closed
|
|
|
112
|
IFC Holdings
Tampa,
Florida
|
–
|
-$471K
|
-55,458
|
Closed
|
|
|
113
|
Clear Harbor Asset Management
Stamford,
Connecticut
|
–
|
-$454K
|
-53,650
|
Closed
|
|
|
114
|
CIBC Asset Management
Toronto,
Ontario, Canada
|
–
|
-$389K
|
-45,950
|
Closed
|
|
|
115
|
Scoria Capital Partners
Stamford,
Connecticut
|
–
|
-$229K
|
-27,100
|
Closed
|
|
|
116
|
HL Financial Services
Louisville,
Kentucky
|
–
|
-$190K
|
-22,500
|
Closed
|
|
|
117
|
Arden Trust
Wilmington,
Delaware
|
–
|
-$171K
|
-20,255
|
Closed
|
|
|
118
|
FAS Wealth Partners
Leawood,
Kansas
|
–
|
-$144K
|
-17,042
|
Closed
|
|
|
119
|
WBI Investments
Red Bank,
New Jersey
|
–
|
-$132K
|
-15,607
|
Closed
|
|
|
120
|
Suntrust Banks
Atlanta,
Georgia
|
–
|
-$128K
|
-15,245
|
Closed
|
|
|
121
|
Pitcairn
Conshohocken,
Pennsylvania
|
–
|
-$127K
|
-15,000
|
Closed
|
|
|
122
|
|
–
|
-$123K
|
-14,531
|
Closed
|
|
|
123
|
Van Hulzen Asset Management
El Dorado Hills,
California
|
–
|
-$85K
|
-10,000
|
Closed
|
|
|
124
|
Windsor Capital Management
Phoenix,
Arizona
|
–
|
-$10K
|
-1,300
|
Closed
|
|
|
125
|
Regal Investment Advisors
Kentwood,
Michigan
|
–
|
-$4K
|
-500
|
Closed
|
|
