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Oaktree Specialty Lending

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
126
Selective Wealth Management
Virginia
$16K
PNC Financial Services Group
127
PNC Financial Services Group
Pennsylvania
$15K +$2.53K +163 +22%
WEC
128
Winslow Evans & Crocker
Massachusetts
$15K +$14K +900 New
IAIM
129
International Assets Investment Management
Florida
$15K +$14.1K +905 New
Bank of Montreal
130
Bank of Montreal
Ontario, Canada
$9K +$7.77K +500 New
Carson Wealth (CWM LLC)
131
Carson Wealth (CWM LLC)
Nebraska
$8K
NSIM
132
North Star Investment Management
Illinois
$8K
FCB
133
First Command Bank
Texas
$7K +$6.42K +413 New
FCFS
134
First Command Financial Services
Texas
$7K +$6.42K +413 New
SFS
135
Sowell Financial Services
Arkansas
$7K +$6.94K +447 New
NFSG
136
Newbridge Financial Services Group
Florida
$6K +$124 +8 +2%
SIS
137
Sound Income Strategies
Florida
$4K
TRCT
138
Tower Research Capital (TRC)
New York
$3K -$23.1K -1,487 -90%
CFGS
139
Concourse Financial Group Securities
Alabama
$3K
DAM
140
Delta Asset Management
Tennessee
$3K
JPLA
141
Joseph P. Lucia & Associates
New York
$3K +$2.72K +175 New
US Bancorp
142
US Bancorp
Minnesota
$2K
SPIA
143
Steward Partners Investment Advisory
New York
$2K +$1.44K +93 New
RCM
144
Radcliffe Capital Management
Pennsylvania
-$1.43M -98,133 Closed
MPAM
145
Monarch Partners Asset Management
Massachusetts
-$930K -64,039 Closed
AAS
146
Avantax Advisory Services
Texas
-$134K -9,104 Closed
CC
147
Centiva Capital
New York
-$54K -3,687 Closed
CC
148
Cannell & Co
New York
-$49K -3,405 Closed
Deutsche Bank
149
Deutsche Bank
Germany
-$14K -955 Closed
VFA
150
Valeo Financial Advisors
Indiana
-$11K -780 Closed