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Oaktree Specialty Lending

Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
126
Concourse Financial Group Securities
Alabama
$2K – – –
DAM
127
Delta Asset Management
Tennessee
$2K – – –
JPLA
128
Joseph P. Lucia & Associates
New York
$2K – – –
SIS
129
Sound Income Strategies
Florida
$2K – – –
WAS
130
Winch Advisory Services
Wisconsin
$1K +$29 +2 +2%
HCM
131
Hilton Capital Management
New York
– -$30.5M -1,863,152 Closed
1832 Asset Management
132
1832 Asset Management
Ontario, Canada
– -$9M -546,300 Closed
SCM
133
Shoals Capital Management
Virginia
– -$8.22M -501,672 Closed
Barclays
134
Barclays
United Kingdom
– -$5.46M -333,659 Closed
BC
135
Brinker Capital
Pennsylvania
– -$3.84M -234,462 Closed
BAM
136
Bayview Asset Management
Florida
– -$3.78M -230,813 Closed
FCM
137
FJ Capital Management
Virginia
– -$1.87M -114,333 Closed
Citadel Advisors
138
Citadel Advisors
Florida
– -$1.27M -87,247 Closed
Marshall Wace
139
Marshall Wace
United Kingdom
– -$1.33M -81,233 Closed
Envestnet Asset Management
140
Envestnet Asset Management
Illinois
– -$1.3M -79,565 Closed
Lido Advisors
141
Lido Advisors
California
– -$1.21M -73,812 Closed
Bank of New York Mellon
142
Bank of New York Mellon
New York
– -$813K -49,611 Closed
Connor, Clark & Lunn Investment Management (CC&L)
143
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$808K -49,325 Closed
CAAS
144
Capital Asset Advisory Services
Michigan
– -$684K -42,509 Closed
MIG
145
Mariner Investment Group
New York
– -$638K -38,970 Closed
BAM
146
Belpointe Asset Management
Nevada
– -$478K -29,200 Closed
PCM
147
Prelude Capital Management
New York
– -$382K -23,333 Closed
BEI
148
Benjamin Edwards Inc
Missouri
– -$347K -21,176 Closed
P
149
Pitcairn
Pennsylvania
– -$306K -18,695 Closed
WAM
150
Wolverine Asset Management
Illinois
– -$293K -17,897 Closed