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Oaktree Specialty Lending

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
126
Geneos Wealth Management
Colorado
$19K
SWM
127
Selective Wealth Management
Virginia
$15K +$15.2K +965 New
AIC
128
Archer Investment Corporation
Indiana
$10K
FCMT
129
Founders Capital Management (Texas)
Texas
$10K
VFA
130
Valeo Financial Advisors
Indiana
$9K
Carson Wealth (CWM LLC)
131
Carson Wealth (CWM LLC)
Nebraska
$8K
JPLA
132
Joseph P. Lucia & Associates
New York
$8K
RIA
133
Realta Investment Advisors
Delaware
$8K
PO
134
Private Ocean
California
$8K +$7.62K +484 New
QT
135
Quantamental Technologies
New York
$7K -$26.1K -1,659 -78%
NSIM
136
North Star Investment Management
Illinois
$7K +$7.4K +470 New
QCIG
137
Quad-Cities Investment Group
Iowa
$6K +$94 +6 +2%
Simplex Trading
138
Simplex Trading
Illinois
$6K +$6.23K +396 New
DAM
139
Delta Asset Management
Tennessee
$3K
SIS
140
Sound Income Strategies
Florida
$3K
Northwestern Mutual Wealth Management
141
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3.35K +213 New
WAS
142
Winch Advisory Services
Wisconsin
$2K +$47 +3 +3%
AIC
143
Ameritas Investment Company
Nebraska
$2K +$1.95K +124 New
TRCT
144
Tower Research Capital (TRC)
New York
$1K -$8.51K -541 -92%
WT
145
Whittier Trust
California
$1K +$787 +50 New
AL
146
AJO LP
Pennsylvania
-$5.91M -363,308 Closed
SFM
147
Systematic Financial Management
New Jersey
-$594K -36,550 Closed
Goldman Sachs
148
Goldman Sachs
New York
-$374K -23,026 Closed
Tudor Investment Corp
149
Tudor Investment Corp
Connecticut
-$352K -21,658 Closed
CANY
150
Caxton Associates (New York)
New York
-$339K -20,833 Closed