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Oaktree Specialty Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Russell Investments Group
126
Russell Investments Group
United Kingdom
$25K +$23.6K +1,580 New
Macquarie Group
127
Macquarie Group
Australia
$22K -$25.2K -1,690 -54%
GWM
128
Geneos Wealth Management
Colorado
$19K +$30 +2 +0.2%
AIC
129
Archer Investment Corporation
Indiana
$10K – – –
FCMT
130
Founders Capital Management (Texas)
Texas
$10K – – –
VFA
131
Valeo Financial Advisors
Indiana
$9K – – –
Carson Wealth (CWM LLC)
132
Carson Wealth (CWM LLC)
Nebraska
$8K +$5.81K +390 New
RIA
133
Realta Investment Advisors
Delaware
$8K +$7.6K +510 New
PCM
134
Prelude Capital Management
New York
$8K +$7.71K +517 New
NSIM
135
North Star Investment Management
Illinois
$7K – – –
LFA
136
Legacy Financial Advisors
Kentucky
$6K – – –
RFC
137
Regions Financial Corp
Alabama
$6K +$5.96K +400 New
QCIG
138
Quad-Cities Investment Group
Iowa
$5K – – –
DAM
139
Delta Asset Management
Tennessee
$3K – – –
FHB
140
First Hawaiian Bank
Hawaii
$3K – – –
SIS
141
Sound Income Strategies
Florida
$3K – – –
JPLA
142
Joseph P. Lucia & Associates
New York
$2.78K +$2.61K +175 New
CFGS
143
Concourse Financial Group Securities
Alabama
$2K – – –
WAS
144
Winch Advisory Services
Wisconsin
$2K – – –
PI
145
PineBridge Investments
New York
– -$381K -29,962 Closed
OIA
146
Optimum Investment Advisors
Illinois
– -$254K -20,000 Closed
SW
147
SVB Wealth
Massachusetts
– -$212K -16,667 Closed
VF
148
Virtu Financial
New York
– -$211K -16,605 Closed
RQS
149
Ramsey Quantitative Systems
Kentucky
– -$129K -10,191 Closed
TRCT
150
Tower Research Capital (TRC)
New York
– -$127K -10,052 Closed