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Oaktree Specialty Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
126
Northwestern Mutual Wealth Management
Wisconsin
$11K +$11.7K +729 New
FCMT
127
Founders Capital Management (Texas)
Texas
$10K
PSC
128
Prentiss Smith & Co
Vermont
$10K
ASN
129
Advisory Services Network
Georgia
$7K +$1.63K +102 +27%
PG
130
Patten Group
Tennessee
$3K +$3.2K +200 New
LA
131
Legacy Advisors
Pennsylvania
$3K +$4.13K +258 New
NSIM
132
North Star Investment Management
Illinois
$2K
PSW
133
Portfolio Strategies (Washington)
Washington
$2K
WAS
134
Winch Advisory Services
Wisconsin
$2K
WCAMG
135
Woodard & Company Asset Management Group
North Carolina
$2K +$2.13K +133 New
DAM
136
Delta Asset Management
Tennessee
$2K +$2.66K +166 New
RFA
137
Reilly Financial Advisors
California
$1K +$1.6K +100 New
OAM
138
Oxford Asset Management
United Kingdom
-$2.42M -149,096 Closed
SP
139
Steelhead Partners
Washington
-$1.18M -72,090 Closed
Barclays
140
Barclays
United Kingdom
-$793K -49,533 Closed
DTL
141
Dynamic Technology Lab
Singapore
-$753K -45,850 Closed
Mackenzie Financial
142
Mackenzie Financial
Ontario, Canada
-$689K -41,992 Closed
CAN
143
Cetera Advisor Networks
California
-$670K -40,675 Closed
MIG
144
Mariner Investment Group
New York
-$469K -28,607 Closed
NFA
145
Nationwide Fund Advisors
Ohio
-$390K -23,745 Closed
MIAN
146
Mariner Independent Advisor Network
Kansas
-$297K -18,116 Closed
CIBC World Market
147
CIBC World Market
Ontario, Canada
-$297K -18,081 Closed
Janney Montgomery Scott
148
Janney Montgomery Scott
Pennsylvania
-$275K -16,775 Closed
TCM
149
Trafelet Capital Management
New York
-$179K -10,933 Closed
VF
150
Virtu Financial
New York
-$151K -9,190 Closed