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Oaktree Specialty Lending

Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
126
BNP Paribas Financial Markets
France
$3.45K – – –
FPB
127
First PREMIER Bank
South Dakota
$3K – – –
SIM
128
Sonora Investment Management
Arizona
$1.79K – – –
Whittier Trust
129
Whittier Trust
California
$1K -$4.76K -304 -80%
WAS
130
Winch Advisory Services
Wisconsin
$1K – – –
HI
131
Hudock Inc
Pennsylvania
$1K +$1.57K +100 New
SMH
132
Sanders Morris Harris
Texas
$1K +$581K +37,086 New
RCM
133
Rivernorth Capital Management
Florida
– -$51.2M -2,673,290 Closed
Highbridge Capital Management
134
Highbridge Capital Management
New York
– -$12.5M -652,193 Closed
CHA
135
Cedar Hill Associates
Illinois
– -$7.62M -398,207 Closed
SP
136
Steelhead Partners
Washington
– -$2.88M -150,481 Closed
SC
137
Seawolf Capital
New York
– -$2.28M -119,000 Closed
WI
138
WBI Investments
New Jersey
– -$1.93M -100,855 Closed
New York State Common Retirement Fund
139
New York State Common Retirement Fund
New York
– -$1.76M -91,807 Closed
BCM
140
Buckhead Capital Management
Georgia
– -$510K -26,667 Closed
Raymond James Financial Services Advisors
141
Raymond James Financial Services Advisors
Florida
– -$392K -20,479 Closed
Bank of New York Mellon
142
Bank of New York Mellon
New York
– -$329K -17,172 Closed
United Capital Financial Advisors
143
United Capital Financial Advisors
Texas
– -$293K -15,318 Closed
Envestnet Asset Management
144
Envestnet Asset Management
Illinois
– -$187K -9,772 Closed
WEC
145
Winslow Evans & Crocker
Massachusetts
– -$156K -8,165 Closed
OAM
146
Orinda Asset Management
California
– -$145K -7,558 Closed
Capital Fund Management (CFM)
147
Capital Fund Management (CFM)
France
– -$133K -6,932 Closed
CG
148
Cutler Group
California
– -$109K -6,931 Closed
Jane Street
149
Jane Street
New York
– -$110K -5,769 Closed
BW
150
Bison Wealth
Georgia
– -$100K -5,266 Closed