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Oaktree Specialty Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
126
Creative Planning
Kansas
$103K +$10.5K +360 +11%
EFS
127
Essex Financial Services
Connecticut
$102K
COI
128
Connable Office Inc
Michigan
$99K -$34.4K -1,179 -25%
CIA
129
Capital Investment Advisors
Georgia
$97K
Tudor Investment Corp
130
Tudor Investment Corp
Connecticut
$93K +$99K +3,391 New
FFA
131
First Foundation Advisors
California
$92K
HI
132
HBK Investments
Texas
$92K +$97.3K +3,333 New
QT
133
Quantbot Technologies
New York
$58K +$16.5K +565 +36%
HHMI
134
Howard Hughes Medical Institute
Maryland
$46K +$23K +788 +89%
EFSCE
135
Enterprise Financial Services Corp (EFSC)
Missouri
$39K
US Bancorp
136
US Bancorp
Minnesota
$37K
PNC Financial Services Group
137
PNC Financial Services Group
Pennsylvania
$27K
NFG
138
Next Financial Group
Texas
$26K +$9.35K +320 +51%
WA
139
WFG Advisors
Texas
$23K -$7.36K -252 -24%
WF
140
WealthTrust Fairport
Ohio
$19K +$20.4K +697 New
PSC
141
Prentiss Smith & Co
Vermont
$18K
GAM
142
Gemmer Asset Management
California
$18K +$19.5K +667 New
FFC
143
First Financial Corp
Indiana
$13K +$14K +480 New
DAM
144
Delta Asset Management
Tennessee
$9K
TRCT
145
Tower Research Capital (TRC)
New York
$8K +$8.27K +283 New
WAS
146
Winch Advisory Services
Wisconsin
$2K
Northwestern Mutual Wealth Management
147
Northwestern Mutual Wealth Management
Wisconsin
$1K +$964 +33 New
VM
148
Varde Management
Minnesota
-$10.2M -345,018 Closed
PP
149
Paloma Partners
Connecticut
-$5.79M -196,317 Closed
MPM
150
Meritage Portfolio Management
Kansas
-$4.59M -155,820 Closed