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OAK

OAKTREE CAPITAL GROUP, LLC
OAK

Delisted

OAK was delisted on the 27th of September, 2019.

Name Holding Trade Value Shares
Change
Change in
Stake
GBA
126
Garrison Bradford & Associates
New York
$489K
DADC
127
D.A. Davidson & Co
Montana
$486K -$301K -6,925 -41%
SFS
128
Sowell Financial Services
Arkansas
$463K
CSIC
129
Clifford Swan Investment Counsel
California
$457K
AG
130
Advisor Group
Arizona
$442K -$160K -3,690 -29%
GI
131
GAMCO Investors
Connecticut
$442K +$386K +8,900 New
MTCM
132
Mint Tower Capital Management
Netherlands
$423K +$370K +8,511 New
Commonwealth Equity Services
133
Commonwealth Equity Services
Massachusetts
$399K +$4.3K +99 +1%
SGAM
134
Steinberg Global Asset Management
Florida
$396K -$2.96M -68,152 -90%
ASN
135
Advisory Services Network
Georgia
$372K -$17.8K -410 -5%
SIG
136
Sargent Investment Group
Maryland
$364K +$89.4K +2,060 +39%
Susquehanna International Group
137
Susquehanna International Group
Pennsylvania
$343K -$1.76M -40,562 -85%
SI
138
Scharf Investments
California
$336K
CIA
139
Capital Investment Advisors
Georgia
$315K -$393K -9,042 -59%
CAN
140
Cetera Advisor Networks
California
$314K +$36.9K +850 +16%
PHS
141
Pekin Hardy Strauss
Illinois
$308K -$14.9M -342,180 -98%
PI
142
PEAK6 Investments
Illinois
$304K +$266K +6,126 New
JA
143
JOYN Advisors
Georgia
$286K
ACM
144
Adalta Capital Management
New York
$279K -$46K -1,060 -16%
CCM
145
Chickasaw Capital Management
Tennessee
$276K
CIBC Asset Management
146
CIBC Asset Management
Ontario, Canada
$274K
MC
147
Moors & Cabot
Massachusetts
$272K -$21.9K -504 -8%
NSIM
148
North Star Investment Management
Illinois
$271K +$20K +460 +9%
RJFSA
149
Raymond James Financial Services Advisors
Florida
$268K -$309K -7,125 -57%
IFWM
150
Institute for Wealth Management
Colorado
$247K +$216K +4,984 New