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OAK

OAKTREE CAPITAL GROUP, LLC
OAK

Delisted

OAK was delisted on the 27th of September, 2019.

Name Holding Trade Value Shares
Change
Change in
Stake
DBRC
126
D.B. Root & Company
Pennsylvania
$449K +$4.7K +116 +1%
SPIA
127
Steward Partners Investment Advisory
New York
$437K
PCM
128
PenderFund Capital Management
British Columbia, Canada
$428K
AG
129
Advisor Group
Arizona
$424K +$265K +6,557 +169%
Citadel Advisors
130
Citadel Advisors
Florida
$412K +$22.1K +545 +6%
GEM
131
Global Endowment Management
North Carolina
$407K
GBA
132
Garrison Bradford & Associates
New York
$400K -$101K -2,500 -20%
ASN
133
Advisory Services Network
Georgia
$382K -$215K -5,317 -36%
WCM
134
Whitener Capital Management
North Carolina
$376K +$39.8K +983 +12%
CSIC
135
Clifford Swan Investment Counsel
California
$374K
HFS
136
HL Financial Services
Kentucky
$364K -$40 -1 -0%
Commonwealth Equity Services
137
Commonwealth Equity Services
Massachusetts
$363K +$27K +668 +8%
VCM
138
Violich Capital Management
California
$354K +$40.5K +1,000 +13%
Cambridge Investment Research Advisors
139
Cambridge Investment Research Advisors
Iowa
$326K -$280K -6,907 -46%
Wolverine Trading
140
Wolverine Trading
Illinois
$316K
NIMI
141
Natixis Investment Managers International
France
$294K -$69.6K -1,719 -19%
PI
142
Putnam Investments
Massachusetts
$289K +$287K +7,100 New
ACM
143
Adalta Capital Management
New York
$284K +$27.4K +677 +11%
SI
144
Scharf Investments
California
$275K
Allianz Asset Management
145
Allianz Asset Management
Germany
$274K
FAAS
146
First Allied Advisory Services
California
$263K +$264K +6,520 New
KACA
147
Kayne Anderson Capital Advisors
California
$260K +$40.5K +1,000 +19%
RC
148
RBF Capital
California
$259K -$405K -10,000 -61%
Walleye Trading
149
Walleye Trading
New York
$258K +$257K +6,345 New
SCC
150
Spring Creek Capital
Kansas
$258K +$257K +6,356 New