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OAK

OAKTREE CAPITAL GROUP, LLC
OAK

Delisted

OAK was delisted on the 27th of September, 2019.

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
101
Advisory Services Network
Georgia
$817K +$82.3K +1,776 +11%
RC
102
RBF Capital
California
$760K
WKWM
103
Walter & Keenan Wealth Management
Indiana
$741K
MAA
104
Mraz Amerine & Associates
California
$712K
First Manhattan
105
First Manhattan
New York
$699K +$695K +15,000 New
PNC Financial Services Group
106
PNC Financial Services Group
Pennsylvania
$695K +$190K +4,104 +38%
TA
107
Teton Advisors
New York
$660K +$33.9K +731 +5%
CAM
108
Carret Asset Management
New York
$627K +$30.1K +650 +5%
GS
109
GAM Systematic
United Kingdom
$619K +$615K +13,283 New
GBA
110
Garrison Bradford & Associates
New York
$571K +$116K +2,500 +26%
CCM
111
Coe Capital Management
Illinois
$559K
HFS
112
HL Financial Services
Kentucky
$550K -$32.4K -700 -6%
SIM
113
Sterling Investment Management
Arizona
$529K -$4.26K -92 -0.8%
PA
114
Pinnacle Associates
New York
$528K +$18.5K +400 +4%
AA
115
ALPS Advisors
Colorado
$505K +$1.3K +28 +0.3%
CAM
116
Cypress Asset Management
Texas
$497K +$494K +10,675 New
Commonwealth Equity Services
117
Commonwealth Equity Services
Massachusetts
$474K +$32.9K +710 +7%
CCM
118
Chickasaw Capital Management
Tennessee
$441K
CSIC
119
Clifford Swan Investment Counsel
California
$429K
AIA
120
Avalon Investment & Advisory
Texas
$419K +$185K +4,000 +80%
PPSG
121
Princeton Portfolio Strategies Group
New Jersey
$417K
AG
122
Advisor Group
Arizona
$410K +$13.1K +283 +3%
GW
123
GW & Wade
Massachusetts
$374K
BFM
124
Boothbay Fund Management
New York
$369K -$59.5K -1,285 -14%
CIBC World Market
125
CIBC World Market
Ontario, Canada
$364K +$113K +2,450 +46%