|
401
|
Alpine Global Management
New York
|
–
|
-$162K
|
-10,341
|
Closed
|
|
|
402
|
Capital One National Association
New York
|
–
|
-$162K
|
-10,319
|
Closed
|
|
|
403
|
Advisory Research
Chicago,
Illinois
|
–
|
-$161K
|
-10,287
|
Closed
|
|
|
404
|
Parkwood LLC
Cleveland,
Ohio
|
–
|
-$160K
|
-10,201
|
Closed
|
|
|
405
|
TradeLink Capital
Chicago,
Illinois
|
–
|
-$118K
|
-7,500
|
Closed
|
|
|
406
|
Equitec Proprietary Markets
Chicago,
Illinois
|
–
|
-$71K
|
-4,504
|
Closed
|
|
|
407
|
Hirtle Callaghan & Co
West Conshohocken,
Pennsylvania
|
–
|
-$58K
|
-3,680
|
Closed
|
|
|
408
|
Colrain Capital
Boston,
Massachusetts
|
–
|
-$34K
|
-2,142
|
Closed
|
|
|
409
|
Hartford Financial Management
Hartford,
Connecticut
|
–
|
-$23K
|
-1,507
|
Closed
|
|
|
410
|
Picton Mahoney Asset Management
Toronto,
Ontario, Canada
|
–
|
-$16K
|
-1,000
|
Closed
|
|
|
411
|
Group One Trading
Chicago,
Illinois
|
–
|
-$12.3K
|
-759
|
Closed
|
|
|
412
|
Virtus Fund Advisers
Hartford,
Connecticut
|
–
|
-$9K
|
-575
|
Closed
|
|
|
413
|
National Planning Corporation
El Segundo,
California
|
–
|
-$4.88K
|
-328
|
Closed
|
|
|
414
|
Blume Capital Management
Berkeley,
California
|
–
|
-$4K
|
-250
|
Closed
|
|
|
415
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$2
|
-158
|
Closed
|
|
|
416
|
QCI Asset Management
Pittsford,
New York
|
–
|
-$2.33K
|
-144
|
-99%
|
|
|
417
|
Next Financial Group
Houston,
Texas
|
–
|
-$971
|
-60
|
-69%
|
|
|
418
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
–
|
-$97
|
-6
|
-75%
|
|
|
419
|
Carroll Financial Associates
Charlotte,
North Carolina
|
–
|
+$32
|
+2
|
+8%
|
|
|
420
|
Simplex Trading
Chicago,
Illinois
|
–
|
+$81
|
+5
|
New
|
|
|
421
|
Monroe Bank & Trust
Monroe,
Michigan
|
–
|
+$129
|
+8
|
New
|
|
|
422
|
Allworth Financial
Folsom,
California
|
–
|
+$210
|
+13
|
New
|
|
