NatWest
88 hedge funds and large institutions have $125M invested in NatWest in 2016 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 26 increasing their positions, 31 reducing their positions, and 29 closing their positions.
60% more capital invested
Capital invested by funds: $78.2M → $125M (+$46.6M)
39% more call options, than puts
Call options by funds: $2.69M | Put options by funds: $1.94M
12% less funds holding
Funds holding: 100 → 88 (-12)
16% less repeat investments, than reductions
Existing positions increased: 26 | Existing positions reduced: 31
28% less first-time investments, than exits
New positions opened: 21 | Existing positions closed: 29
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of New York Mellon
New York
|
+$14M |
| 2 |
Northern Trust
Chicago,
Illinois
|
+$13.1M |
| 3 |
NIMC
NWQ Investment Management Company
Los Angeles,
California
|
+$4.42M |
| 4 |
Jane Street
New York
|
+$4.06M |
| 5 |
ClearBridge Investments
New York
|
+$2.33M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Renaissance Technologies
New York
|
-$2.82M |
| 2 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$1.7M |
| 3 |
OAM
Oxford Asset Management
Oxford,
United Kingdom
|
-$891K |
| 4 |
Millennium Management
New York
|
-$838K |
| 5 |
AG
Aperio Group
Sausalito,
California
|
-$651K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
JFA
101
JNBA Financial Advisors
Bloomington,
Minnesota
| – | -$7K | -1,461 | Closed |
|
|
S
102
SignatureFD
Atlanta,
Georgia
| – | -$7K | -1,461 | Closed |
|
|
EDRH
103
Edmond de Rothschild Holding
Chambesy,
Switzerland
| – | -$7K | -1,393 | Closed |
|
|
KT
104
Kanaly Trust
Houston,
Texas
| – | -$5K | -1,016 | Closed |
|
|
IWMPD
105
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
| – | -$3K | -576 | Closed |
|
|
TRCT
106
Tower Research Capital (TRC)
New York
| – | -$3K | -536 | Closed |
|
|
TWA
107
TCI Wealth Advisors
Tucson,
Arizona
| – | -$2K | -464 | Closed |
|
|
ZB
108
Zions Bancorporation
Salt Lake City,
Utah
| – | -$2K | -333 | Closed |
|
109
Barclays
London,
United Kingdom
| – | -$1K | -136 | Closed |
|
|
EFSCE
110
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
| – | -$554 | -103 | -78% |
|
|
RFM
111
Royal Fund Management
Lady Lake,
Florida
| – | +$500 | +93 | New |
|
|
DADC
112
D.A. Davidson & Co
Great Falls,
Montana
| – | +$898 | +167 | New |
|
NWG Hedge Fund Activity: Q4 2016 in Review
88 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in NatWest (NWG) for Q4 2016, worth a combined $125M — up 60% from $78.2M a quarter earlier.
Sellers outnumbered buyers: 29 funds closed out of NWG and 21 opened new positions — a net loss of 8 holders — while 31 trimmed existing stakes and 26 added.
The largest buyer was Bank of New York Mellon, adding an estimated $14M. The largest seller was Renaissance Technologies, cutting an estimated $2.82M.
- 88 institutional investors held NatWest (NWG) as of Q4 2016, down from 100 in Q3 2016.
- Funds reported $125M of NatWest stock for Q4 2016, up 60% quarter-over-quarter.
- 21 funds opened new NatWest positions in Q4 2016 and 29 closed out, a net change of -8 holders.
- The largest NatWest buyer in Q4 2016 was Bank of New York Mellon, an estimated $14M added.
- The largest NatWest seller in Q4 2016 was Renaissance Technologies, an estimated $2.82M sold.
Based on aggregated 13F filings for Q4 2016.