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NorthWestern Energy

Name Holding Trade Value Shares
Change
Change in
Stake
GAM
251
Gemmer Asset Management
California
$5K – – –
PCG
252
Private Capital Group
Connecticut
$5K – – –
GWM
253
Geneos Wealth Management
Colorado
$4K – – –
Carson Wealth (CWM LLC)
254
Carson Wealth (CWM LLC)
Nebraska
$2K +$2.01K +37 New
VFA
255
Valeo Financial Advisors
Indiana
$2K +$2.01K +37 New
PP
256
Paloma Partners
Connecticut
– -$5.09M -94,707 Closed
BCM
257
BlueCrest Capital Management
Jersey
– -$3.69M -68,487 Closed
WHG
258
Westwood Holdings Group
Texas
– -$2.23M -41,465 Closed
Jane Street
259
Jane Street
New York
– -$2.1M -39,020 Closed
MAP
260
Moody Aldrich Partners
Massachusetts
– -$1.44M -26,837 Closed
BPM
261
Bowling Portfolio Management
Ohio
– -$1.11M -20,654 Closed
HF
262
HRT Financial
New York
– -$686K -12,753 Closed
Axa
263
Axa
France
– -$570K -10,600 Closed
SGI
264
Summit Global Investments
Utah
– -$473K -8,800 Closed
D.E. Shaw & Co
265
D.E. Shaw & Co
New York
– -$438K -8,149 Closed
QC
266
Quadrature Capital
United Kingdom
– -$355K -6,598 Closed
CCM
267
Chilton Capital Management
Texas
– -$284K -5,284 Closed
Verition Fund Management
268
Verition Fund Management
Connecticut
– -$250K -4,646 Closed
GC
269
Gratus Capital
Georgia
– -$226K -4,200 Closed
PG
270
PEAK6 Group
Illinois
– -$147K -2,736 Closed
APP
271
Avantax Planning Partners
Iowa
– -$114K -2,112 Closed
Parallax Volatility Advisers
272
Parallax Volatility Advisers
California
– -$13K -250 Closed
ASN
273
Advisory Services Network
Georgia
– -$5K -92 Closed
CHP
274
Cable Hill Partners
Oregon
– -$5K -92 Closed
Simplex Trading
275
Simplex Trading
Illinois
– -$4K -89 Closed