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Novartis

Name Holding Trade Value Shares
Change
Change in
Stake
Walleye Trading
1401
Walleye Trading
New York
– -$2.03M -18,026 Closed
FRM
1402
Fox Run Management
Connecticut
– -$1.99M -17,840 Closed
CCIA
1403
Campbell & Co Investment Adviser
Maryland
– -$1.67M -14,940 Closed
LFA
1404
Legacy Financial Advisors
Kentucky
– -$1.51M -13,509 Closed
QT
1405
Quantbot Technologies
New York
– -$1.42M -12,756 Closed
AWM
1406
Aberdeen Wealth Management
Illinois
– -$1.34M -12,030 Closed
Alyeska Investment Group
1407
Alyeska Investment Group
Illinois
– -$1.31M -11,722 Closed
Capital Fund Management (CFM)
1408
Capital Fund Management (CFM)
France
– -$1.26M -11,177 Closed
JF
1409
Jump Financial
Illinois
– -$971K -8,711 Closed
GS
1410
GWN Securities
Florida
– -$662K -6,058 Closed
SQA
1411
Simon Quick Advisors
New Jersey
– -$639K -5,732 Closed
PP
1412
Paloma Partners
Connecticut
– -$569K -5,102 Closed
SG Americas Securities
1413
SG Americas Securities
New York
– -$563K -5,050 Closed
SB
1414
SIG Brokerage
New York
– -$361K -3,239 Closed
HCP
1415
Hexagon Capital Partners
Arkansas
– -$353K -3,163 Closed
RSWM
1416
Robertson Stephens Wealth Management
California
– -$349K -3,134 Closed
IA
1417
Integrity Alliance
Iowa
– -$348K -3,124 Closed
WCF
1418
West Coast Financial
California
– -$344K -3,084 Closed
CMS
1419
Capital Market Strategies
Florida
– -$301K -2,700 Closed
APF
1420
Alaska Permanent Fund
Alaska
– -$303K -2,673 Closed
GLA
1421
Good Life Advisors
Pennsylvania
– -$265K -2,380 Closed
Empower Advisory Group
1422
Empower Advisory Group
Colorado
– -$257K -2,306 Closed
RTC
1423
Riverview Trust Company
Washington
– -$256K -2,296 Closed
VF
1424
Virtu Financial
New York
– -$248K -2,224 Closed
WPW
1425
Warther Private Wealth
Ohio
– -$233K -2,092 Closed