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Novartis

Name Holding Trade Value Shares
Change
Change in
Stake
CCIA
1401
Campbell & Co Investment Adviser
Maryland
-$1.67M -14,940 Closed
LFA
1402
Legacy Financial Advisors
Kentucky
-$1.51M -13,509 Closed
QT
1403
Quantbot Technologies
New York
-$1.42M -12,756 Closed
AWM
1404
Aberdeen Wealth Management
Illinois
-$1.34M -12,030 Closed
Alyeska Investment Group
1405
Alyeska Investment Group
Illinois
-$1.31M -11,722 Closed
Capital Fund Management (CFM)
1406
Capital Fund Management (CFM)
France
-$1.26M -11,177 Closed
JF
1407
Jump Financial
Illinois
-$971K -8,711 Closed
GS
1408
GWN Securities
Florida
-$662K -6,058 Closed
SQA
1409
Simon Quick Advisors
New Jersey
-$639K -5,732 Closed
PP
1410
Paloma Partners
Connecticut
-$569K -5,102 Closed
SG Americas Securities
1411
SG Americas Securities
New York
-$563K -5,050 Closed
SB
1412
SIG Brokerage
New York
-$361K -3,239 Closed
HCP
1413
Hexagon Capital Partners
Arkansas
-$353K -3,163 Closed
RSWM
1414
Robertson Stephens Wealth Management
California
-$349K -3,134 Closed
IA
1415
Integrity Alliance
Iowa
-$348K -3,124 Closed
WCF
1416
West Coast Financial
California
-$344K -3,084 Closed
CMS
1417
Capital Market Strategies
Florida
-$301K -2,700 Closed
APF
1418
Alaska Permanent Fund
Alaska
-$303K -2,673 Closed
GLA
1419
Good Life Advisors
Pennsylvania
-$265K -2,380 Closed
Empower Advisory Group
1420
Empower Advisory Group
Colorado
-$257K -2,306 Closed
RTC
1421
Riverview Trust Company
Washington
-$256K -2,296 Closed
VF
1422
Virtu Financial
New York
-$248K -2,224 Closed
WPW
1423
Warther Private Wealth
Ohio
-$233K -2,092 Closed
CFG
1424
Clayton Financial Group
Missouri
-$224K -2,013 Closed
SMH
1425
Sanders Morris Harris
Texas
-$219K -2,000 Closed