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Novartis
NVS

Name Holding Trade Value Shares
Change 		Change in
Stake
GFS
1351
GYL Financial Synergies
Connecticut
– -$365K -3,425 Closed
RFG
1352
RFP Financial Group
Georgia
– -$350K -3,286 Closed
HWAM
1353
Hennion & Walsh Asset Management
New Jersey
– -$321K -3,012 Closed
NWMG
1354
National Wealth Management Group
Ohio
– -$307K -2,884 Closed
SAG
1355
SageView Advisory Group
California
– -$283K -2,662 Closed
BMSSC
1356
B. Metzler seel. Sohn & Co
Germany
– -$281K -2,642 Closed
NERM
1357
New England Research & Management
Illinois
– -$276K -2,595 Closed
PWP
1358
Private Wealth Partners
California
– -$276K -2,590 Closed
CNBT
1359
Canandaigua National Bank & Trust
New York
– -$259K -2,434 Closed
NA
1360
Nottingham Advisors
New York
– -$255K -2,396 Closed
PCP
1361
Proficio Capital Partners
Massachusetts
– -$253K -2,374 Closed
IA
1362
IFG Advisory
Georgia
– -$246K -2,310 Closed
ACM
1363
Allred Capital Management
Texas
– -$239K -2,246 Closed
PFA
1364
Pathway Financial Advisors
Vermont
– -$210K -1,968 Closed
SC
1365
Searle & Co
Connecticut
– -$202K -1,900 Closed
AWM
1366
AAF Wealth Management
Massachusetts
– -$202K -1,898 Closed
KFS
1367
Kelly Financial Services
Massachusetts
– -$155K -1,455 Closed
TWP
1368
Triad Wealth Partners
Kansas
– -$108K -1,014 Closed
OCM
1369
Orion Capital Management
California
– -$78K -733 Closed
CP
1370
Camelot Portfolios
Ohio
– -$63.9K -600 Closed
RFA
1371
Register Financial Advisors
Georgia
– -$62.7K -589 Closed
FRA
1372
Front Row Advisors
California
– -$60K -564 Closed
CB
1373
Chris Bulman
California
– -$53.2K -500 Closed
TSWM
1374
Tyler-Stone Wealth Management
Ohio
– -$42.6K -400 Closed
TFF
1375
The Family Firm
Maryland
– -$40.5K -380 Closed
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