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Novartis
NVS

Name Holding Trade Value Shares
Change 		Change in
Stake
Walleye Trading
1151
Walleye Trading
New York
– -$729K -8,444 Closed
LHC
1152
Little House Capital
Massachusetts
– -$687K -8,333 Closed
IIA
1153
IPG Investment Advisors
California
– -$680K -8,250 Closed
NFC
1154
Northeast Financial Consultants
Connecticut
– -$651K -7,900 Closed
Nuveen
1155
Nuveen
North Carolina
– -$538K -6,522 Closed
CCA
1156
Cobblestone Capital Advisors
New York
– -$468K -5,675 Closed
CM
1157
Caption Management
Oklahoma
– -$412K -5,000 Closed
PCM
1158
Poehling Capital Management
Wisconsin
– -$391K -4,745 Closed
TRCT
1159
Tower Research Capital (TRC)
New York
– -$362K -4,388 Closed
LJAC
1160
L.J. Altfest & Co
New York
– -$329K -3,991 Closed
HC
1161
HNP Capital
New York
– -$348K -3,947 Closed
AP
1162
Adero Partners
California
– -$317K -3,844 Closed
LI
1163
Leap Investments
Illinois
– -$305K -3,700 Closed
TGAM
1164
TBH Global Asset Management
Tennessee
– -$280K -3,400 Closed
SF
1165
Symphony Financial
Texas
– -$270K -3,302 Closed
EMG
1166
Ellington Management Group
Connecticut
– -$272K -3,300 Closed
TFS
1167
Thoroughbred Financial Services
Tennessee
– -$253K -3,067 Closed
BCM
1168
BTR Capital Management
California
– -$238K -2,885 Closed
PCP
1169
Proficio Capital Partners
Massachusetts
– -$234K -2,847 Closed
JSL
1170
JT Stratford LLC
Georgia
– -$232K -2,813 Closed
EH
1171
Equitable Holdings
New York
– -$231K -2,802 Closed
EGM
1172
Engineers Gate Manager
New York
– -$227K -2,750 Closed
OPCM
1173
Osborne Partners Capital Management
California
– -$225K -2,725 Closed
GT
1174
Glenview Trust
Kentucky
– -$220K -2,672 Closed
EWM
1175
Empirical Wealth Management
Washington
– -$218K -2,645 Closed
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