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Novartis
NVS

Name Holding Trade Value Shares
Change 		Change in
Stake
SGAM
901
Smith Group Asset Management
Texas
– -$1.07M -13,884 Closed
SS
902
Simplicity Solutions
Minnesota
– -$1.06M -13,694 Closed
ACI
903
Alpha Cubed Investments
California
– -$1.02M -13,236 Closed
OLA
904
Oliver Luxxe Assets
New Jersey
– -$823K -11,887 Closed
MIP
905
Marietta Investment Partners
Wisconsin
– -$850K -11,028 Closed
ACH
906
ArrowMark Colorado Holdings
Colorado
– -$573K -7,433 Closed
SA
907
Strategic Advisors
New York
– -$568K -7,366 Closed
IAA
908
Ironsides Asset Advisors
North Carolina
– -$548K -7,113 Closed
HCM
909
Hollencrest Capital Management
California
– -$526K -6,819 Closed
CG
910
Colony Group
Massachusetts
– -$514K -6,673 Closed
IAS
911
IMA Advisory Services
Colorado
– -$505K -6,601 Closed
BOTW
912
Bank of the West
California
– -$472K -6,118 Closed
KCM
913
Kornitzer Capital Management
Kansas
– -$465K -6,026 Closed
JSAM
914
J. Safra Asset Management
New York
– -$432K -5,598 Closed
AAM
915
Autus Asset Management
Arizona
– -$423K -5,487 Closed
DY
916
Dowling & Yahnke
California
– -$411K -5,334 Closed
DAM
917
Doheny Asset Management
California
– -$398K -5,162 Closed
CC
918
ClearArc Capital
Ohio
– -$359K -4,656 Closed
CSS
919
Cubist Systematic Strategies
Connecticut
– -$341K -4,425 Closed
BAM
920
Berkshire Asset Management
Pennsylvania
– -$317K -4,117 Closed
SAM
921
Security Asset Management
New York
– -$312K -4,053 Closed
SCM
922
Schnieders Capital Management
California
– -$306K -3,963 Closed
QSS
923
Quantitative Systematic Strategies
Florida
– -$302K -3,858 Closed
VF
924
Virtu Financial
New York
– -$285K -3,700 Closed
RBC
925
Ronald Blue & Co
Georgia
– -$273K -3,542 Closed
35 36
37
38 39