|
101
|
Scientech Research LLC
Jersey City,
New Jersey
|
–
|
-$1.46M
|
-46,749
|
Closed
|
|
|
102
|
Barclays
London,
United Kingdom
|
–
|
-$1.22M
|
-39,000
|
Closed
|
|
|
103
|
Armis Advisers
Atlanta,
Georgia
|
–
|
-$1.01M
|
-27,000
|
Closed
|
|
|
104
|
World Investment Advisors
Santa Barbara,
California
|
–
|
-$468K
|
-15,000
|
Closed
|
|
|
105
|
SG Americas Securities
New York
|
–
|
-$459K
|
-14,700
|
Closed
|
|
|
106
|
Group One Trading
Chicago,
Illinois
|
–
|
-$364K
|
-11,649
|
Closed
|
|
|
107
|
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
–
|
-$224K
|
-7,326
|
Closed
|
|
|
108
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$182K
|
-5,862
|
Closed
|
|
|
109
|
Wilmington Savings Fund Society
Wilmington,
Delaware
|
–
|
-$87.5K
|
-2,805
|
Closed
|
|
|
110
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$46.2K
|
-1,482
|
Closed
|
|
|
111
|
Financial Life Planners
Tempe,
Arizona
|
–
|
-$16.5K
|
-528
|
Closed
|
|
|
112
|
Newbridge Financial Services Group
Boca Raton,
Florida
|
–
|
-$14K
|
-450
|
Closed
|
|
|
113
|
MJT & Associates Financial Advisory
Monteviceo,
Minnesota
|
–
|
-$13.1K
|
-420
|
Closed
|
|
|
114
|
Hantz Financial Services
Southfield,
Michigan
|
–
|
-$1K
|
-48
|
Closed
|
|
|
115
|
Clearstead Advisors
Cleveland,
Ohio
|
–
|
-$69
|
-3
|
Closed
|
|
