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Nuveen ESG Small-Cap ETF
NUSC

Name Holding Trade Value Shares
Change 		Change in
Stake
BBW
176
Blue Barn Wealth
Utah
$271K -$17.4K -419 -6%
SPL
177
Smart Portfolios LLC
Washington
$270K +$16.1K +389 +6%
SWA
178
SOA Wealth Advisors
New York
$269K – – –
SFP
179
Sandbox Financial Partners
Maryland
$267K -$241K -5,812 -46%
SWM
180
SigFig Wealth Management
California
$264K +$33.3K +803 +13%
TC
181
Trust Company
Kansas
$251K +$4.61K +111 +2%
CAG
182
Curtis Advisory Group
California
$246K – – –
PWM
183
Perigon Wealth Management
California
$243K -$36.9K -890 -12%
MCM
184
MAI Capital Management
Ohio
$238K – – –
AA
185
Advisory Alpha
Michigan
$229K – – –
SFM
186
Signet Financial Management
New Jersey
$223K – – –
ML
187
McAdam LLC
Pennsylvania
$219K +$37.1K +894 +19%
IWC
188
Integrated Wealth Concepts
Massachusetts
$217K +$235K +5,659 New
AWM
189
Apollon Wealth Management
South Carolina
$215K +$23.5K +566 +11%
GLA
190
Good Life Advisors
Pennsylvania
$214K -$92.3K -2,224 -28%
FA
191
Flagstar Advisors
New York
$210K -$70.7K -1,704 -24%
FZCM
192
Flynn Zito Capital Management
New York
$208K +$4.9K +118 +2%
CRFG
193
Columbia River Financial Group
Washington
$206K -$2.37K -57 -1%
VAF
194
Values Added Financial
District of Columbia
$206K -$41.2K -993 -16%
GEA
195
Glen Eagle Advisors
New Jersey
$203K -$118K -2,850 -35%
SFGP
196
Stonebridge Financial Group (Pennsylvania)
Pennsylvania
$203K -$7.93K -191 -3%
APP
197
Avantax Planning Partners
Iowa
$201K -$415 -10 -0.2%
AF
198
Abound Financial
California
$195K -$40.8K -983 -16%
PTC
199
Private Trust Company
Ohio
$177K – – –
MEG
200
Millstone Evans Group
Colorado
$174K – – –
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