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Nuveen ESG Small-Cap ETF
NUSC

Name Holding Trade Value Shares
Change 		Change in
Stake
CPC
151
Consolidated Planning Corp
Georgia
$369K +$368K +8,261 New
AWM
152
Apollon Wealth Management
South Carolina
$361K -$7.85K -176 -2%
SCM
153
Stordahl Capital Management
Colorado
$361K -$6.24K -140 -2%
WB
154
West Bancorporation
Iowa
$357K – – –
EWA
155
EP Wealth Advisors
California
$356K +$355K +7,972 New
MCM
156
MAI Capital Management
Ohio
$354K -$13.3K -299 -4%
TC
157
Trust Company
Kansas
$352K +$40.7K +913 +13%
CAG
158
Curtis Advisory Group
California
$351K – – –
GSEP
159
Golden State Equity Partners
California
$345K +$344K +7,718 New
BDFN
160
Bond & Devick Financial Network
Minnesota
$342K -$6.24K -140 -2%
VAF
161
Values Added Financial
District of Columbia
$340K – – –
HI
162
Harrington Investments
California
$335K – – –
PI
163
PFG Investments
New York
$330K +$1.78K +40 +0.5%
PA
164
PFG Advisors
Arizona
$328K +$1.87K +42 +0.6%
PSCM
165
Per Stirling Capital Management
Texas
$327K – – –
CFS
166
CGC Financial Services
Oregon
$322K -$63.5K -1,424 -16%
SPL
167
Smart Portfolios LLC
Washington
$322K +$847 +19 +0.3%
MSWA
168
Marshall & Sterling Wealth Advisors
New York
$320K +$1.65K +37 +0.5%
SFG
169
Sage Financial Group
Pennsylvania
$318K – – –
LW
170
Livet Wealth
Utah
$316K +$315K +7,076 New
CA
171
Capital Advantage
California
$308K +$64.2K +1,440 +26%
PA
172
PW Advisors
Florida
$306K +$306K +6,856 New
RA
173
RFG Advisory
Alabama
$303K +$303K +6,794 New
BWP
174
BlueStem Wealth Partners
Minnesota
$303K +$91.7K +2,056 +43%
FIM
175
Freedom Investment Management
Connecticut
$287K -$274K -6,142 -49%
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