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Nuveen ESG Small-Cap ETF
NUSC

Name Holding Trade Value Shares
Change 		Change in
Stake
CAG
151
Curtis Advisory Group
California
$347K +$61.4K +1,443 +22%
BDFN
152
Bond & Devick Financial Network
Minnesota
$344K -$19.6K -460 -6%
VAF
153
Values Added Financial
District of Columbia
$336K – – –
HI
154
Harrington Investments
California
$331K – – –
PI
155
PFG Investments
New York
$324K +$4.42K +104 +1%
PSCM
156
Per Stirling Capital Management
Texas
$323K – – –
PA
157
PFG Advisors
Arizona
$322K +$13.7K +323 +5%
SPL
158
Smart Portfolios LLC
Washington
$317K +$2.93K +69 +1%
SFG
159
Sage Financial Group
Pennsylvania
$314K – – –
MSWA
160
Marshall & Sterling Wealth Advisors
New York
$314K -$4.72K -111 -2%
BBW
161
Blue Barn Wealth
Utah
$311K – – –
SWA
162
SOA Wealth Advisors
New York
$309K -$1.06K -25 -0.4%
TC
163
Trust Company
Kansas
$308K +$27K +634 +10%
FI
164
Financial Insights
Washington
$294K +$2.76K +65 +1%
KLI
165
Kelman-Lazarov Inc
Tennessee
$269K +$46.9K +1,102 +22%
AA
166
Advisory Alpha
Michigan
$268K +$1.36K +32 +0.5%
CRFG
167
Columbia River Financial Group
Washington
$262K – – –
FA
168
Flagstar Advisors
New York
$253K +$11.4K +267 +5%
ML
169
McAdam LLC
Pennsylvania
$248K -$20.2K -475 -8%
CA
170
Capital Advantage
California
$241K +$232K +5,454 New
SFM
171
Signet Financial Management
New Jersey
$237K -$18.1K -425 -7%
SFGP
172
Stonebridge Financial Group (Pennsylvania)
Pennsylvania
$233K – – –
BFS
173
BridgePort Financial Solutions
Iowa
$233K +$224K +5,275 New
LFG
174
Larson Financial Group
Missouri
$231K +$3.15K +74 +1%
SWA
175
Sax Wealth Advisors
New Jersey
$231K -$14.6K -344 -6%
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