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Nuveen ESG Small-Cap ETF
NUSC

Name Holding Trade Value Shares
Change 		Change in
Stake
OAM
76
Oppenheimer Asset Management
New York
$586K +$60.1K +1,348 +11%
BWM
77
BerganKDV Wealth Management
Minnesota
$586K +$97.4K +2,186 +19%
AHIA
78
Andrew Hill Investment Advisors
Florida
$573K +$609K +13,663 New
RJA
79
Raymond James & Associates
Florida
$567K +$110K +2,477 +22%
FAAM
80
First Ascent Asset Management
Colorado
$558K -$25.3K -567 -4%
GEA
81
Glen Eagle Advisors
New Jersey
$541K +$178K +4,000 +45%
TWM
82
TriaGen Wealth Management
California
$539K +$2.14K +48 +0.4%
WLIM
83
White Lighthouse Investment Management
Massachusetts
$534K +$35.3K +793 +7%
CAN
84
Cetera Advisor Networks
California
$507K +$538K +12,064 New
WI
85
WrapManager Inc
California
$503K +$39.8K +894 +8%
RFA
86
RTD Financial Advisors
Pennsylvania
$497K +$527K +11,827 New
EA
87
Evolution Advisers
Virginia
$489K +$519K +11,657 New
TRCT
88
Tower Research Capital (TRC)
New York
$488K +$231K +5,183 +80%
AWM
89
Axxcess Wealth Management
California
$488K +$517K +11,612 New
OMC
90
Old Mission Capital
Illinois
$483K +$513K +11,503 New
NCM
91
Neumann Capital Management
California
$474K +$44.6K +1,000 +10%
BC
92
Brio Consultants
California
$456K +$40.1K +899 +9%
SFP
93
Sandbox Financial Partners
Maryland
$455K -$127K -2,852 -21%
DADC
94
D.A. Davidson & Co
Montana
$430K -$116K -2,606 -20%
MFA
95
McClarren Financial Advisors
Pennsylvania
$429K +$124K +2,787 +38%
VAFP
96
Vahanian & Associates Financial Planning
New York
$412K +$437K +9,800 New
APA
97
American Portfolios Advisors
New York
$412K +$15.2K +342 +4%
CI
98
CX Institutional
Indiana
$410K +$5.13K +115 +1%
FUBT
99
First United Bank & Trust
Maryland
$408K +$36.9K +828 +9%
TWM
100
Tradition Wealth Management
Minnesota
$408K +$178K +3,999 +70%
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