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Nuveen ESG Small-Cap ETF
NUSC

Name Holding Trade Value Shares
Change 		Change in
Stake
LWP
51
Laurel Wealth Planning
Minnesota
$1.5M -$384K -10,857 -21%
PI
52
PFG Investments
New York
$1.47M +$26.9K +761 +2%
RZH
53
Relyea Zuckerberg Hanson
Connecticut
$1.46M -$112K -3,181 -7%
KFAA
54
Klaas Financial Asset Advisors
Illinois
$1.4M +$163K +4,601 +14%
WFAG
55
Wescott Financial Advisory Group
Pennsylvania
$1.31M +$9.89K +280 +0.8%
PHAM
56
Palisades Hudson Asset Management
Florida
$1.3M +$371K +10,491 +42%
MWM
57
Modera Wealth Management
New Jersey
$1.28M +$430K +12,164 +54%
SHGA
58
Sand Hill Global Advisors
California
$1.2M – – –
PI
59
PFS Investments
Georgia
$1.2M +$1.14M +32,317 New
FCG
60
Financial Connections Group
California
$1.18M +$289K +8,171 +34%
WTC
61
WhitTier Trust Company
Nevada
$1.16M +$16.8K +476 +2%
SC
62
Savant Capital
Illinois
$1.16M +$52.6K +1,488 +5%
WP
63
WealthShield Partners
North Carolina
$1.16M +$954 +27 +0.1%
APP
64
Avantax Planning Partners
Iowa
$1.15M +$9.54K +270 +0.9%
BC
65
Brio Consultants
California
$1.14M +$56.6K +1,601 +5%
WCFA
66
Walkner Condon Financial Advisors
Wisconsin
$1.09M +$68.9K +1,951 +7%
BWM
67
BerganKDV Wealth Management
Minnesota
$1.07M +$376K +10,653 +58%
HI
68
Harbour Investments
Wisconsin
$1.01M +$84.1K +2,379 +9%
LFAS
69
Level Four Advisory Services
Texas
$972K +$928K +26,267 New
UB
70
UMB Bank
Missouri
$967K -$75.3K -2,130 -8%
CI
71
CX Institutional
Indiana
$902K +$54.6K +1,545 +7%
AA
72
Addison Advisors
Vermont
$881K – – –
PAG
73
Private Advisor Group
New Jersey
$872K -$108K -3,043 -11%
RW
74
RVW Wealth
California
$863K +$119K +3,368 +17%
VAS
75
Vestmark Advisory Solutions
Massachusetts
$838K +$38.7K +1,095 +5%
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