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Nuveen ESG Mid-Cap Value ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Jones Financial Companies
76
Jones Financial Companies
Missouri
$37K +$38.2K +1,005 New
Northwestern Mutual Wealth Management
77
Northwestern Mutual Wealth Management
Wisconsin
$25K +$26K +684 New
BAM
78
Baldrige Asset Management
Pennsylvania
$18K – – –
GWM
79
Geneos Wealth Management
Colorado
$18K – – –
IWP
80
IAG Wealth Partners
Wisconsin
$15K – – –
AF
81
Advisornet Financial
Minnesota
$12K – – –
HWA
82
Heritage Wealth Advisors
Virginia
$12K +$4.11K +108 +52%
GRP
83
Global Retirement Partners
California
$6K +$4.03K +106 +163%
CA
84
Cornerstone Advisory
Maryland
$5K +$5.32K +140 New
Fidelity Investments
85
Fidelity Investments
Massachusetts
$1K +$570 +15 New
SIM
86
Seaview Investment Managers
Florida
– -$1.21M -33,227 Closed
FIG
87
FundX Investment Group
California
– -$1.08M -29,806 Closed
PI
88
PFS Investments
Georgia
– -$1.14M -28,880 Closed
FTUS
89
Flow Traders U.S.
New York
– -$728K -20,074 Closed
Goldman Sachs
90
Goldman Sachs
New York
– -$409K -11,277 Closed
EWA
91
ERTS Wealth Advisors
Michigan
– -$244K -9,891 Closed
SAS
92
Sage Advisory Services
Texas
– -$260K -7,166 Closed
HC
93
Hamilton Capital
Ohio
– -$208K -5,740 Closed
RPCA
94
Running Point Capital Advisors
California
– -$129K -3,545 Closed
SFP
95
Sterling Financial Planning
New Jersey
– -$53K -1,474 Closed
HI
96
Harbour Investments
Wisconsin
– -$31K -846 Closed
BMD
97
Better Money Decisions
New Mexico
– -$25K -697 Closed
AWA
98
Arkadios Wealth Advisors
Georgia
– -$22K -630 Closed
JP Morgan Chase
99
JP Morgan Chase
New York
– -$13K -351 Closed
CCM
100
Covington Capital Management
California
– +$494 +13 New