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Nu Holdings
NU

Name Holding Trade Value Shares
Change 		Change in
Stake
OCM
601
Orion Capital Management
California
$341K +$83.7K +6,000 +39%
OGC
602
Oak Grove Capital
New Hampshire
$337K -$472K -33,800 -62%
PWM
603
Perigon Wealth Management
California
$325K +$3.81K +273 +1%
AAS
604
Ameritas Advisory Services
Nebraska
$320K +$243K +17,390 +666%
EWM
605
Empirical Wealth Management
Washington
$318K +$7.76K +556 +3%
BCG
606
Breakwater Capital Group
New Jersey
$318K +$27.1K +1,941 +11%
MFIM
607
Mesirow Financial Investment Management
Illinois
$317K +$56K +4,014 +25%
DC
608
Diametric Capital
Massachusetts
$317K -$60.4K -4,328 -18%
AAP
609
Arax Advisory Partners
Colorado
$316K +$117K +8,359 +73%
BP
610
Ballentine Partners
Massachusetts
$310K +$15.7K +1,126 +6%
GRP
611
Global Retirement Partners
California
$307K +$224K +16,072 +517%
S
612
SignatureFD
Georgia
$306K +$49.6K +3,554 +23%
GWM
613
Geneos Wealth Management
Colorado
$304K -$19.3K -1,385 -7%
PTP
614
Platform Technology Partners
New York
$303K – – –
UB
615
UMB Bank
Missouri
$296K +$103K +7,385 +66%
ACA
616
Aptus Capital Advisors
Alabama
$294K +$5.57K +399 +2%
CWA
617
Canvas Wealth Advisors
Kansas
$292K +$12.6K +900 +5%
SAM
618
Smartleaf Asset Management
Massachusetts
$288K +$150K +10,738 +147%
AIMCA
619
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$287K +$250K +17,900 New
RS
620
R Squared
Hong Kong
$284K -$41.3K -2,962 -14%
WS
621
Wedbush Securities
California
$278K -$659K -47,247 -73%
TCA
622
Transcend Capital Advisors
New Jersey
$277K +$7.8K +559 +3%
CT
623
Chicago Trust
Illinois
$277K +$18.9K +1,355 +9%
FCM
624
Fortis Capital Management
Washington
$275K +$25.8K +1,847 +12%
PWPS
625
Pinnacle Wealth Planning Services
Ohio
$273K +$22K +1,577 +10%
23 24
25
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