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NTAP

Name Holding Trade Value Shares
Change 		Change in
Stake
NW
476
NewEdge Wealth
Pennsylvania
$261K +$246K +2,912 New
BWM
477
BNC Wealth Management
Oregon
$259K +$244K +2,889 New
SFWA
478
Summit Financial Wealth Advisors
Louisiana
$258K – – –
EF
479
Empirical Finance
Pennsylvania
$258K +$13.5K +160 +6%
CCA
480
Checchi Capital Advisers
California
$256K +$17.1K +203 +8%
CG
481
Caprock Group
Idaho
$253K +$6.16K +73 +3%
PP
482
Paloma Partners
Connecticut
$252K -$593K -7,022 -71%
VCG
483
Vantage Consulting Group
Virginia
$250K -$23.1K -274 -9%
HFG
484
Heron Financial Group
New York
$250K – – –
CIAS
485
Capital Investment Advisory Services
North Carolina
$248K -$251K -2,972 -52%
CI
486
Conning Inc
Connecticut
$246K -$25.2K -299 -10%
HWA
487
Heritage Wealth Advisors
Virginia
$245K – – –
MG
488
Mather Group
Illinois
$243K -$22.9K -271 -9%
AG
489
AIA Group
Hong Kong
$242K +$228K +2,697 New
SIG
490
Sky Investment Group
Connecticut
$240K – – –
BPA
491
Beacon Pointe Advisors
California
$239K +$225K +2,667 New
FMLI
492
Fukoku Mutual Life Insurance
Japan
$235K +$35.5K +420 +19%
SOAMC
493
Spirit of America Management Corp
New York
$233K – – –
TMAM
494
Tokio Marine Asset Management
Japan
$230K -$16.5K -195 -7%
PFO
495
Pathstone Family Office
New Jersey
$229K +$215K +2,550 New
SWM
496
Segment Wealth Management
Texas
$227K – – –
FHC
497
First Heartland Consultants
Missouri
$227K +$2.53K +30 +1%
CFG
498
Citizens Financial Group
Rhode Island
$223K +$209K +2,479 New
AWM
499
AE Wealth Management
Kansas
$219K +$206K +2,445 New
EFM
500
E Fund Management
China
$215K +$203K +2,400 New
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