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Norfolk Southern

957 hedge funds and large institutions have $18.5B invested in Norfolk Southern in 2013 Q4 according to their latest regulatory filings, with 138 funds opening new positions, 305 increasing their positions, 356 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more first-time investments, than exits

New positions opened: 138 | Existing positions closed: 38

164% more call options, than puts

Call options by funds: $451M | Put options by funds: $171M

31% more funds holding in top 10

Funds holding in top 10: 1621 (+5)

21% more capital invested

Capital invested by funds: $15.3B → $18.5B (+$3.17B)

11% more funds holding

Funds holding: 863957 (+94)

0.75% more ownership

Funds ownership: 63.84%64.59% (+0.75%)

14% less repeat investments, than reductions

Existing positions increased: 305 | Existing positions reduced: 356

Holders
957
Holders Change
+94
Holders Change %
+10.89%
% of All Funds
27.77%
Holding in Top 10
21
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+31.25%
% of All Funds
0.61%
New
138
Increased
305
Reduced
356
Closed
38
Calls
$451M
Puts
$171M
Net Calls
+$280M
Net Calls Change
+$177M
Name Holding Trade Value Shares
Change
Change in
Stake
Aviva
126
Aviva
United Kingdom
$19.1M -$9.77M -113,895 -36%
First Trust Advisors
127
First Trust Advisors
Illinois
$19.1M +$194K +2,261 +1%
NSLI
128
Nan Shan Life Insurance
Taiwan
$18.8M +$17.3M +202,000 New
TD Asset Management
129
TD Asset Management
Ontario, Canada
$18.4M -$947K -11,035 -5%
Caisse de Depot et Placement du Quebec (CDPQ)
130
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$18.4M -$4.46M -52,000 -21%
PGH
131
Partners Group Holding
Switzerland
$17.9M -$5.37M -62,600 -25%
AIG
132
American International Group
New York
$17.9M +$6.22M +72,483 +60%
SAM
133
Scopus Asset Management
New York
$17.6M +$16.3M +190,000 New
EA
134
Euclid Advisors
Connecticut
$17.6M -$1.05M -12,270 -6%
MLICM
135
Metropolitan Life Insurance Company (MetLife)
New York
$17.6M -$889K -10,363 -5%
Citigroup
136
Citigroup
New York
$17.4M -$8.9M -103,769 -36%
Retirement Systems of Alabama
137
Retirement Systems of Alabama
Alabama
$17.3M +$17.9K +209 +0.1%
EVM
138
Eaton Vance Management
Massachusetts
$16.8M +$143K +1,668 +0.9%
CI
139
Conning Inc
Connecticut
$16.4M +$1.73M +20,151 +13%
RC
140
Randolph Company
Ohio
$16.3M
VOYA Investment Management
141
VOYA Investment Management
Georgia
$16.1M -$274K -3,195 -2%
ECM
142
Estabrook Capital Management
New York
$15.9M -$378K -4,404 -3%
BNP Paribas Financial Markets
143
BNP Paribas Financial Markets
France
$15.9M -$598K -6,968 -4%
ACA
144
Anchor Capital Advisors
Massachusetts
$15.9M -$54.6K -636 -0.4%
NTCOC
145
Northern Trust Company of Connecticut
Connecticut
$15.8M +$373K +4,348 +3%
B
146
BP
United Kingdom
$15.8M
CEP
147
Chicago Equity Partners
Illinois
$15.8M +$14.6M +169,680 New
TSW
148
Thompson Siegel & Walmsley
Virginia
$15.5M -$14.9M -173,223 -51%
STCG
149
Speece Thorson Capital Group
Minnesota
$15.4M -$1.97M -23,005 -12%
DC
150
Davenport & Co
Virginia
$15M -$24.1M -281,022 -64%

NSC Hedge Fund Activity: Q4 2013 in Review

957 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Norfolk Southern (NSC) for Q4 2013, worth a combined $18.5B — up 21% from $15.3B a quarter earlier.

Buyers outnumbered sellers: 138 funds opened new NSC positions and 38 closed out — a net gain of 100 holders — while 305 added to existing stakes and 356 trimmed.

The largest buyer was Allianz Asset Management, adding an estimated $292M. The largest seller was JP Morgan Chase, cutting an estimated $150M.

  • 957 institutional investors held Norfolk Southern (NSC) as of Q4 2013, up from 863 in Q3 2013.
  • Funds reported $18.5B of Norfolk Southern stock for Q4 2013, up 21% quarter-over-quarter.
  • 138 funds opened new Norfolk Southern positions in Q4 2013 and 38 closed out, a net change of +100 holders.
  • The largest Norfolk Southern buyer in Q4 2013 was Allianz Asset Management, an estimated $292M added.
  • The largest Norfolk Southern seller in Q4 2013 was JP Morgan Chase, an estimated $150M sold.

Based on aggregated 13F filings for Q4 2013.