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Norfolk Southern
NSC

955 hedge funds and large institutions have $19.7B invested in Norfolk Southern in 2016 Q3 according to their latest regulatory filings, with 72 funds opening new positions, 278 increasing their positions, 376 reducing their positions, and 54 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more funds holding in top 10

Funds holding in top 10: 7 → 12 (+5)

33% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 54

16% more call options, than puts

Call options by funds: $180M | Put options by funds: $155M

14% more capital invested

Capital invested by funds: $17.2B → $19.7B (+$2.45B)

1.1% more ownership

Funds ownership: 68.52% → 69.62% (+1.1%)

1% more funds holding

Funds holding: 949 → 955 (+6)

26% less repeat investments, than reductions

Existing positions increased: 278 | Existing positions reduced: 376

Holders
955
Holders Change
+6
Holders Change %
+0.63%
% of All Funds
25.48%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.32%
New
72
Increased
278
Reduced
376
Closed
54
Calls
$180M
Puts
$155M
Net Calls
+$24.7M
Net Calls Change
+$38.8M

Top Buyers

Rank Fund Capital Flow
1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$162M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$128M
3
LM
Luminus Management
Texas
+$118M
4
AIM
abrdn Investment Management
United Kingdom
+$59.3M
5
AQR Capital Management
AQR Capital Management
Connecticut
+$53.9M

Top Sellers

Rank Fund Capital Flow
1
Capital Research Global Investors
Capital Research Global Investors
California
-$322M
2
Millennium Management
Millennium Management
New York
-$75.5M
3
Renaissance Technologies
Renaissance Technologies
New York
-$59.7M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$41.1M
5
CANY
Caxton Associates (New York)
New York
-$29.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
HFM
826
Hartford Financial Management
Connecticut
$163K +$3.82K +42 +3%
SC
827
SRB Corp
Massachusetts
$161K – – –
DSC
828
Duncker Streett & Co
Missouri
$161K +$4.09K +45 +3%
ARMT
829
Amica Retiree Medical Trust
Rhode Island
$154K – – –
NCM
830
Nelson Capital Management
California
$151K -$221K -2,425 -61%
JIC
831
Joel Isaacson & Co
New York
$151K – – –
BAM
832
Barrett Asset Management
New York
$146K – – –
JAM
833
Jolley Asset Management
North Carolina
$146K – – –
CLOS
834
Compagnie Lombard Odier SCmA
Switzerland
$139K – – –
CTB
835
Country Trust Bank
Illinois
$133K +$107K +1,174 +587%
ZB
836
Zions Bancorporation
Utah
$132K +$91 +1 +0.1%
CAW
837
Cornerstone Advisors (Washington)
Washington
$132K +$16.6K +182 +15%
JWA
838
JFS Wealth Advisors
Pennsylvania
$131K – – –
WG
839
Welch Group
Alabama
$130K – – –
FANJ
840
Financial Architects (New Jersey)
New Jersey
$129K +$19.2K +211 +19%
AAM
841
Advisors Asset Management
Colorado
$126K -$321K -3,527 -73%
KLWA
842
Kelly Lawrence W & Associates
California
$126K -$68.3K -750 -37%
OC
843
Oakworth Capital
Alabama
$126K -$41K -450 -26%
BA
844
BKS Advisors
Michigan
$123K +$115K +1,268 New
CWM
845
Catamount Wealth Management
Connecticut
$117K – – –
QAM
846
QCI Asset Management
New York
$112K +$546 +6 +0.5%
HDIM
847
Hanson & Doremus Investment Management
Vermont
$110K – – –
BWP
848
Baldwin Wealth Partners
Massachusetts
$109K – – –
LYV
849
Live Your Vision
Pennsylvania
$109K +$102K +1,126 New
TRCT
850
Tower Research Capital (TRC)
New York
$107K -$559K -6,137 -85%
32 33
34
35 36

NSC Hedge Fund Activity: Q3 2016 in Review

955 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Norfolk Southern (NSC) for Q3 2016, worth a combined $19.7B — up 14% from $17.2B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new NSC positions and 54 closed out — a net gain of 18 holders — while 278 added to existing stakes and 376 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $162M. The largest seller was Capital Research Global Investors, cutting an estimated $322M.

  • 955 institutional investors held Norfolk Southern (NSC) as of Q3 2016, up from 949 in Q2 2016.
  • Funds reported $19.7B of Norfolk Southern stock for Q3 2016, up 14% quarter-over-quarter.
  • 72 funds opened new Norfolk Southern positions in Q3 2016 and 54 closed out, a net change of +18 holders.
  • The largest Norfolk Southern buyer in Q3 2016 was T. Rowe Price Associates, an estimated $162M added.
  • The largest Norfolk Southern seller in Q3 2016 was Capital Research Global Investors, an estimated $322M sold.

Based on aggregated 13F filings for Q3 2016.