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NOV
NOV

Name Holding Trade Value Shares
Change 		Change in
Stake
PFPT
551
Pinnacle Financial Partners (Tennessee)
Tennessee
– -$24K -917 Closed
CHP
552
Cable Hill Partners
Oregon
– -$22K -807 Closed
AA
553
Advisory Alpha
Michigan
– -$20.2K -804 Closed
FC
554
Ferris Capital
Massachusetts
– -$21K -801 Closed
CB
555
Community Bank
New York
– -$16K -611 Closed
JFGIW
556
Johnson Financial Group Inc (Wisconsin)
Wisconsin
– -$15K -557 Closed
SMFS
557
Squar Milner Financial Services
California
– -$14K -550 Closed
PGWM
558
Parisi Gray Wealth Management
New Jersey
– -$11K -417 Closed
MFW
559
Mosaic Family Wealth
Missouri
– -$8K -289 Closed
DWM
560
Destination Wealth Management
California
– -$7K -275 Closed
CAGAS
561
Capital Advisory Group Advisory Services
Minnesota
– -$4K -150 Closed
EFSCE
562
Enterprise Financial Services Corp (EFSC)
Missouri
– -$4K -144 Closed
CJA
563
C-J Advisory
California
– -$3.26K -135 Closed
AIA
564
Alera Investment Advisors
Illinois
– -$4K -132 Closed
PCIA
565
Prime Capital Investment Advisors
Kansas
– -$3K -100 Closed
SIM
566
Sonora Investment Management
Arizona
– -$2K -65 Closed
RFM
567
Royal Fund Management
Florida
– -$1K -57 Closed
RWM
568
Raffa Wealth Management
District of Columbia
– -$1.49K -56 Closed
VFA
569
Valeo Financial Advisors
Indiana
– -$1.35K -56 Closed
FGAM
570
Financial Gravity Asset Management
Texas
– -$1.3K -54 -96%
LC
571
Lindbrook Capital
California
– -$1K -53 Closed
LFA
572
Legacy Financial Advisors
Kentucky
– -$1K -50 Closed
PWM
573
PRW Wealth Management
Massachusetts
– -$1K -49 Closed
OFW
574
Omnia Family Wealth
Florida
– -$1K -35 Closed
GWMIA
575
Global Wealth Management Investment Advisory
Florida
– +$121 +5 New
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