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NOV
NOV

Name Holding Trade Value Shares
Change 		Change in
Stake
PCIA
526
Prime Capital Investment Advisors
Kansas
$3K +$2.84K +100 New
ZB
527
Zions Bancorporation
Utah
$3K +$3.49K +123 New
RCAG
528
Rehmann Capital Advisory Group
Michigan
$2.74K – – –
EWM
529
Endurance Wealth Management
Rhode Island
$2K – – –
RBC
530
Roble Belko & Company
Pennsylvania
$2K – – –
SIM
531
Sonora Investment Management
Arizona
$2K – – –
FGAM
532
Financial Gravity Asset Management
Texas
$2K +$1.59K +56 New
FPFS
533
First Personal Financial Services
North Carolina
$2K +$2.3K +81 New
RWM
534
Raffa Wealth Management
District of Columbia
$1.49K – – –
LFA
535
Legacy Financial Advisors
Kentucky
$1K -$21.7K -765 -94%
MRCM
536
M&R Capital Management
New Jersey
$1K -$2.84K -100 -66%
LC
537
Lindbrook Capital
California
$1K -$766 -27 -34%
SIS
538
Sound Income Strategies
Florida
$1K -$142 -5 -16%
OFW
539
Omnia Family Wealth
Florida
$1K – – –
PCA
540
Providence Capital Advisors
North Carolina
$1K – – –
PWM
541
PRW Wealth Management
Massachusetts
$1K – – –
RFM
542
Royal Fund Management
Florida
$1K – – –
TCA
543
Tortoise Capital Advisors
Kansas
$1K – – –
VFA
544
Valeo Financial Advisors
Indiana
$1K +$1.16K +41 +273%
FWM
545
Focused Wealth Management
New York
$1K +$1.3K +46 New
MPWT
546
MassMutual Private Wealth & Trust
Connecticut
$799 – – –
CIM
547
Chiron Investment Management
New York
– -$19M -738,495 Closed
WCM
548
Wedge Capital Management
North Carolina
– -$16.4M -639,847 Closed
DA
549
Duality Advisers
Florida
– -$11.5M -446,080 Closed
BGIM
550
Brandywine Global Investment Management
Pennsylvania
– -$8.86M -344,795 Closed
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