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Nuveen Municipal High Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SBL
101
Sargent Bickham Lagudis
Colorado
$25K – – –
SIS
102
Sound Income Strategies
Florida
$24K – – –
PFS
103
Prospera Financial Services
Texas
$21K +$22.3K +1,600 New
WB
104
Webster Bank
Connecticut
$20K – – –
CFB
105
Cullen/Frost Bankers
Texas
$18K – – –
SAM
106
Strategic Asset Management
Minnesota
$14K +$6.95K +500 +83%
AF
107
Allworth Financial
California
$10K – – –
CT
108
Caldwell Trust
Florida
$6.5K – – –
SIC
109
Salem Investment Counselors
North Carolina
$6K – – –
Northern Trust
110
Northern Trust
Illinois
$2K -$306K -22,000 -65%
TCM
111
Traynor Capital Management
Pennsylvania
– -$2.13M -141,202 Closed
RCM
112
Rivernorth Capital Management
Florida
– -$2.08M -137,644 Closed
GT
113
Greenleaf Trust
Michigan
– -$428K -28,287 Closed
AF
114
Advisornet Financial
Minnesota
– -$373K -24,650 Closed
AC
115
Aristides Capital
Kentucky
– -$328K -21,714 Closed
IAIM
116
International Assets Investment Management
Florida
– -$297K -19,651 Closed
Citadel Advisors
117
Citadel Advisors
Florida
– -$265K -17,552 Closed
LC
118
Lavaca Capital
Texas
– -$243K -16,087 Closed
HighTower Advisors
119
HighTower Advisors
Illinois
– -$219K -14,487 Closed
TF
120
TIAA FSB
Florida
– -$209K -13,791 Closed
OSAM
121
O'Shaughnessy Asset Management
Connecticut
– -$179K -11,825 Closed
RWM
122
Ritholtz Wealth Management
New York
– -$179K -11,825 Closed
LF
123
Lantz Financial
Illinois
– -$178K -11,769 Closed
VFA
124
Valeo Financial Advisors
Indiana
– -$160K -10,601 Closed
CF
125
Centaurus Financial
California
– -$103K -6,834 Closed