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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
AF
151
Allworth Financial
California
$735 +$42 +5 +6%
CIAM
152
Caitong International Asset Management
Hong Kong
$590 +$635 +76 New
Citigroup
153
Citigroup
New York
$39
DB
154
Danske Bank
Denmark
$8
HNB
155
Huntington National Bank
Ohio
$8
RCM
156
Rivernorth Capital Management
Florida
-$12.3M -1,338,277 Closed
AM
157
Ares Management
California
-$5.55M -602,575 Closed
THC
158
Truffle Hound Capital
Maryland
-$5.07M -550,000 Closed
Franklin Resources
159
Franklin Resources
California
-$4.19M -455,022 Closed
Two Sigma Advisers
160
Two Sigma Advisers
New York
-$2.53M -275,000 Closed
QC
161
Quadrature Capital
United Kingdom
-$521K -56,578 Closed
II
162
Inspire Investing
Idaho
-$469K -50,906 Closed
AAP
163
Arax Advisory Partners
Colorado
-$411K -44,643 Closed
QT
164
Quantbot Technologies
New York
-$343K -37,261 Closed
FCM
165
Fourpath Capital Management
Oklahoma
-$316K -34,299 Closed
KAS
166
Kestra Advisory Services
Texas
-$229K -24,852 Closed
FRM
167
Fox Run Management
Connecticut
-$210K -22,800 Closed
VF
168
Virtu Financial
New York
-$202K -21,914 Closed
Tudor Investment Corp
169
Tudor Investment Corp
Connecticut
-$176K -19,092 Closed
TI
170
TrueMark Investments
Illinois
-$171K -18,558 Closed
TSS
171
Two Sigma Securities
New York
-$165K -17,936 Closed
Simplex Trading
172
Simplex Trading
Illinois
-$148K -17,727 Closed
PA
173
PharVision Advisers
Florida
-$157K -17,017 Closed
SSA
174
Schonfeld Strategic Advisors
New York
-$151K -16,380 Closed
WT
175
Whittier Trust
California
-$150K -16,222 Closed