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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
AF
151
Allworth Financial
California
$735 +$42 +5 +6%
CIAM
152
Caitong International Asset Management
Hong Kong
$590 +$635 +76 New
Citigroup
153
Citigroup
New York
$39 – – –
DB
154
Danske Bank
Denmark
$8 – – –
HNB
155
Huntington National Bank
Ohio
$8 – – –
RCM
156
Rivernorth Capital Management
Florida
– -$12.3M -1,338,277 Closed
AM
157
Ares Management
California
– -$5.55M -602,575 Closed
THC
158
Truffle Hound Capital
Maryland
– -$5.07M -550,000 Closed
Franklin Resources
159
Franklin Resources
California
– -$4.19M -455,022 Closed
Two Sigma Advisers
160
Two Sigma Advisers
New York
– -$2.53M -275,000 Closed
QC
161
Quadrature Capital
United Kingdom
– -$521K -56,578 Closed
II
162
Inspire Investing
Idaho
– -$469K -50,906 Closed
AAP
163
Arax Advisory Partners
Colorado
– -$411K -44,643 Closed
QT
164
Quantbot Technologies
New York
– -$343K -37,261 Closed
FCM
165
Fourpath Capital Management
Oklahoma
– -$316K -34,299 Closed
KAS
166
Kestra Advisory Services
Texas
– -$229K -24,852 Closed
FRM
167
Fox Run Management
Connecticut
– -$210K -22,800 Closed
VF
168
Virtu Financial
New York
– -$202K -21,914 Closed
Tudor Investment Corp
169
Tudor Investment Corp
Connecticut
– -$176K -19,092 Closed
TI
170
TrueMark Investments
Illinois
– -$171K -18,558 Closed
TSS
171
Two Sigma Securities
New York
– -$165K -17,936 Closed
Simplex Trading
172
Simplex Trading
Illinois
– -$148K -17,727 Closed
PA
173
PharVision Advisers
Florida
– -$157K -17,017 Closed
SSA
174
Schonfeld Strategic Advisors
New York
– -$151K -16,380 Closed
WT
175
Whittier Trust
California
– -$150K -16,222 Closed